In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.

Investors potentially incurred losses because of securities broker William Jeffrey Michero (also known as Jeff Michero) [CRD: 4617645, Fort Worth, Texas], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michero worked for Cambridge Investment Research Inc. from February 17, 2009, to August 25, 2021. See below to discover more about Michero’s disclosures.
Evidently, on February 12, 2026, a Cambridge Investment Research client filed FINRA Arbitration No. 26-00241 about William Michero. Primarily, the client alleged that Michero transferred client trust funds into his own accounts, used the funds to pay personal expenses, and took improper trustee fees. Because of this, the client allegedly sustained damages. As a result, the client requested $775,000 in compensation from Cambridge Investment Research or Michero. BrokerCheck shows that this arbitration is awaiting a resolution.
Also, FINRA issued Case No. 2021072162901 on September 10, 2021, permanently barring William Michero from associating with any FINRA member in all capacities. Allegedly, Michero violated FINRA Rule 2010 by converting funds while serving as trustee for accounts held at other financial institutions. From April 2018 through February 9, 2021, Michero allegedly transferred at least $263,286.40 from the trust accounts into his own account without authorization and used the funds to pay personal expenses. Without admitting or denying the findings, Michero consented to the sanction and the entry of FINRA’s findings.
Do you need guidance on any investment losses relating to William Michero? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, our securities lawyers handle cases on a contingency fee arrangement and advance all costs. Michero and brokerage firms Michero worked for deny allegations of sales practice violations.
In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
Centaurus Financial appears as the firm on a pending customer arbitration against Brett Ewing (CRD 2904608). The customer filed it on September 14, 2026. According to BrokerCheck, the customer alleges that Ewing recommended unsuitable, illiquid investments from February 2016 through February 2019. Ewing denies the allegations, and no arbitrator has ruled.
FINRA found that Eric Kleiner (CRD 4135180) refused to provide documents and information it requested during an investigation. Without admitting or denying the findings, Kleiner consented to the sanction and to the entry of findings.
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