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November 29, 2023
Christopher Booth Kennedy Barred by FINRA

The Financial Industry Regulatory Authority (FINRA) permanently barred Christopher Booth Kennedy (Chris B. Kennedy, Chris Kennedy), previously listed with Western International Securities in Woodland Hills, California (12/02/2019 - 09/27/2021), for allegedly engaging in churning and excessive trading in the accounts of six clients between July of 2020 and July of 2021, according to the FINRA […]

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