Investors potentially experienced sales practice violations by securities broker Jason Anthony Russo [CRD: 2588652, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jason Russo worked for Laidlaw Company beginning on July 16, 2004, and remains registered with the firm. Investors should continue reading to discover more about the disclosures […]

FINRA barred securities broker Raymond William Clark [CRD: 2865619, Red Bank, New Jersey], and one or more investors complained about him, based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Clark worked for Garden State Securities Inc. from November 8, 2019, to March 24, 2021, Monmouth Capital Management LLC from March 23, 2021, […]

Investors potentially incurred losses because of securities broker Joseph Henry Johnson [CRD: 1312422, Woodbury, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joseph Johnson worked for Vanderbilt Securities LLC beginning on February 2, 2011, and later became registered with Vanderbilt Advisory Services on October 26, 2016. Investors should continue […]

Investors might have sustained losses because of securities broker Enyinnaya Ihechituru Kanu (also known as Enyi Ihechituru Kanu and Ihechituru Enyinnaya Kanu) [CRD: 1863520, Cincinnati, Ohio], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Kanu worked for Capital City Securities LLC from July 4, 2023, to October 7, 2025, […]

Investors have reportedly disputed the sales practices of securities broker Peter Sandler [CRD: 2847717, New York, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Sandler worked for Dominari Securities LLC beginning on February 29, 2024, and previously worked for Aegis Capital Corp. from August 7, 2017, to […]

Investors have reportedly disputed the sales practices of securities broker Robert Charles Knutson Jr. [CRD: 272788, St. Paul, Minnesota], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Knutson worked for Morgan Stanley from November 8, 2013, to March 22, 2023, and for UBS Financial Services Inc. from April 15, 1988, to […]

One or more investors possibly experienced losses because of securities broker Scott Jason Hechler [CRD: 5277526, Garden City, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hechler has worked for Spartan Capital Securities LLC since May 15, 2023. Previously, he worked at SW Financial from December 10, 2019 […]

Investors apparently complained about securities broker Paul N. Lekousis [CRD: 2545673, La Grange Park, Illinois], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lekousis has worked for OneAmerica Securities Inc. since October 16, 2023, in Indianapolis, Indiana, and since November 30, 2023, in La Grange Park, Illinois. Previously, he […]

FINRA barred securities broker Michael Richard Rosalia [CRD: 2323953, Melville, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rosalia worked with SW Financial from April 5, 2021, until August 29, 2022, before the firm itself was expelled by FINRA in May 2023. Before that, he was employed at Worden […]