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August 28, 2024
Alan Cohen Facing Client Disputes Alleging Mismanagement

Investors allegedly experienced losses because of securities broker / financial advisor Alan Jeffrey Cohen [CRD: 1465867, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Alan Cohen worked for UBS Financial Services Inc. from January 12, 2007, to September 10, 2021, before joining Stifel Nicolaus Company Incorporated on September […]

September 29, 2023
David A. Noyes Investors Complain About James Allen

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have suffered financial losses due to the actions of securities broker James Arthur Allen (also known as Jim Allen) (CRD#: 2287824, Chicago, Illinois). Allen has had affiliations with several employers during his career, most recently with Oppenheimer & Co. […]

September 12, 2023
Thomas Tibaldi Discloses Allegations Of Breach Of Fiduciary Duty

Investors have come forward with complaints about Thomas Paul Tibaldi [CRD: 2672406, East Meadow, New York]. Evidently, the securities broker, who worked for Citigroup Global Markets Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Citigroup Global Markets Inc. clients allege misrepresentation and breach of fiduciary duty. For more on these disclosures […]

January 6, 2021
JOEL LANSAT The Focus Of Three Investors’ Disputes

Clients File Investment Disputes About Broker Joel Lansat The investment loss recovery team at Soreide Law Group provides you with this Investor Alert concerning securities broker Joel Lansat (CRD#: 1623241, Palm Beach Gardens, Florida). FINRA BrokerCheck, which houses information about securities brokers, indicates that three investors challenged Lansat’s sales practices. Let’s take a look at […]

October 1, 2020
Brenda Labar Supposedly Caused Investor Losses

MSI, Citigroup Broker Brenda Labar Seemingly Breached Fiduciary Duty Soreide Law Group is reviewing possible claims of sales practice violations against securities broker and financial advisor Brenda Louise Labar (CRD#: 4517754, Ontario, California). Apparently, Labar worked for Citigroup and MSI Financial Services before joining Pruco Securities and Prudential Financial Planning Services in July of this […]

May 2, 2012
DID YOU INVEST IN THESE LEVERAGED ETFs?

Soreide Law Group is filing FINRA Arbitrations on behalf of investors who invested in Direxion 3x Funds: FAZ, ERY, BGZ, and TZA.  Leveraged ETF’s have now imploded and regulators and investors have finally woken up and are beginning to pay attention. Major fines have just been handed down to the industries top brokerage houses for […]

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