Investors have come forward with complaints about Thomas Paul Tibaldi [CRD: 2672406, East Meadow, New York]. Evidently, the securities broker, who worked for Citigroup Global Markets Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Citigroup Global Markets Inc. clients allege misrepresentation and breach of fiduciary duty. For more on these disclosures about Tibaldi, see below.
Particularly, a client of Citigroup Global Markets Inc. contested Thomas Tibaldi’s sales practices by filing FINRA Arbitration: 22-00982. Allegedly, Tibaldi breached a fiduciary duty and made misrepresentations. It appears that Tibaldi caused the client to sustain damages on mutual funds. Therefore, Citigroup Global Markets Inc. opted to settle the matter on December 6, 2022, by compensating the client in the amount of $22,500.
Additionally, on October 15, 2013, a Citigroup Global Markets Inc. client filed a complaint about Thomas Tibaldi. Namely, the client alleged that Tibaldi made omissions. Because of this, the client allegedly sustained damages on mutual funds. Therefore, the client requested compensation from Citigroup Global Markets Inc. or Tibaldi. However, the securities firm and broker denied this complaint.
Specifically, a client of Citigroup Global Markets Inc. contested Thomas Tibaldi’s sales practices, according to a complaint dated April 18, 2008. Allegedly, Tibaldi made misrepresentations and made unsuitable recommendations. Supposedly, Tibaldi caused the client to sustain damages on mutual funds. Therefore, the client requested compensatory relief from Citigroup Global Markets Inc. or Tibaldi in the amount of $36,000 in this matter. However, the securities firm and broker denied this complaint.
Also, a client of Citicorp Investment Services contested Thomas Tibaldi’s sales practices, according to a complaint dated April 26, 2006. Allegedly, Tibaldi made unsuitable recommendations. Supposedly, Tibaldi caused the client to sustain damages on mutual funds. Therefore, the client requested compensatory relief from Citicorp Investment Services or Tibaldi in the amount of $8,069 in this matter. However, the securities firm and broker denied this complaint.
Evidently, a client of Merrill Lynch contested Thomas Tibaldi’s sales practices by filing NYSE Arbitration: 2002-010855. Allegedly, Tibaldi made unsuitable recommendations and made misrepresentations. It appears that Tibaldi caused the client to sustain damages on over-the-counter equities. Therefore, Merrill Lynch opted to settle the matter on December 16, 2003, by compensating the client in the amount of $105,000.
Thomas Tibaldi has worked for Citigroup Global Markets Inc. since May 2007 as a securities broker and financial advisor.
Did you experience damages by investing with Thomas Tibaldi? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group, who has helped recover money for investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Tibaldi and brokerage firms Tibaldi worked for deny any and all allegations of sales practice violations.
Investors potentially experienced losses because of securities broker Julie Anne Darrah (also known as Julie Banuelos) [CRD: 2102014, Orcutt, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Julie Darrah worked for Mutual Securities Inc. from June 28, 2013, to January 4, 2022. Here’s more about the securities broker’s disclosures. Mutual Securities Inc. […]
Investors apparently complained about securities broker Jorge Menendez [CRD: 5138358, Miami, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Menendez has worked for Citigroup Global Markets Inc. since November 21, 2013, working at Citi Retail Banking in Miami, Florida, and CWM Retail, Sales in Doral, Florida. Read on to learn more about […]
Investors might have received losses due to securities broker Jonna Doris Keller (also known as Jonna Doris Edelmayer and as Jonna Doris Hansen) [CRD: 1983864, Sarasota, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Keller has worked for Osaic Wealth Inc. since September 1, 2023. Previously, Keller worked for SagePoint Financial Inc. […]
Phone:
Fax: 1-954-760-6553
Email: [email protected]