Soreide Law Group (888-760-6552) obtained the following information from the January 2017 Disciplinary Report on FINRA’s website; Richard Lynn Hollan (CRD #1401016, Houston, Texas) was fined $5,000 and suspended by FINRA for one month. According to the FINRA report, during the time period of June 10, 2013 through September 10, 2015, Richard Hollan allegedly […]
