FRANCISCO JOSE ORTIZ (CRD#: 4677135 ), formerly with Wells Fargo Advisors in Miami, was suspended by FINRA for one month and fined him $5,000 for allegedly processing a fraudulent wire transfer request from an imposter posing as a client, according to FINRA. At the time of the allegations, FRANCISCO JOSE ORTIZ was a registered representative […]

The Soreide Law Group, obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, September 2016.” Jorge Enrique Gutierrez Gomez (CRD #2246876, Palmetto Bay, Florida) was assessed a deferred fine of $5,000 and suspended from association with FINRA members in any capacity for 20 business days. Jorge Gutierrez Gomez allegedly failed to […]

The Soreide Law Group, based in Florida (888) 760-6552, obtained the following summary from FINRA’s website, under “Disciplinary and Other FINRA Actions March 2015.” Michael Vincent Borja (CRD #5451360, Miami, Florida) was assessed a deferred fine of $5,000 and suspended by FINRA for 45 days for allegedly proceeding with wire transfer requests, from an imposter […]

MICHAEL V. BORJA (CRD# 5451360) has been barred from working in the financial industry in the State of Florida for seven years after he was cited by regulators for alleged 'violations of trust.' In an August 8th. order, the Florida Office of Financial Regulation said that Michael Vincent Borja, a former wealth advisor with Wells […]