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May 3, 2021
CONSTANTINOS G MANIATIS Fined and Suspended by FINRA

CONSTANTINOS GEORGE MANIATIS (CONSTANTINOS G MANIATIS) CRD#: 4253356, formerly with Morgan Stanley, was fined $5,000 and suspended for 30 days by FINRA. Without admitting or denying FINRA’s findings, CONSTANTINOS G MANIATIS consented to the sanctions and to the entry of findings that he allegedly exercised discretion in client accounts despite the fact that his member […]

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