Investors potentially experienced sales practice violations by securities broker Jeffrey Seth Morrison [CRD: 3200399, Livingston, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Morrison has worked with LifeMark Securities Corp. since February 18, 2005, as a broker, and since September 11, 2009, as an investment adviser. Investors should […]

Investors potentially experienced sales practice violations by securities broker Matthew Robert Vance [CRD: 6446455, Manchester, Missouri], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew Vance worked for Moloney Securities Co. Inc. from April 6, 2015, to September 20, 2021. Investors should continue reviewing the information below to discover more about […]

Investors might have sustained losses due to securities broker Bryan Preston Lubitz [CRD: 4381244, Melville, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lubitz worked for Aegis Capital Corp. from August 31, 2015, to December 20, 2022, and has been registered with Equitable Advisors LLC since December 20, 2022. Keep reading […]

Investors apparently complained about securities broker Jeffrey Allen Morris [CRD: 2478499, Estes Park, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Morris worked for Moloney Securities Co. Inc. from March 16, 2012, to December 5, 2025, and Moloney Securities Asset Management LLC from December 9, 2016, to December 5, 2025. Continue reading […]

Investors potentially incurred losses because of securities broker George Reynolds Howard III [CRD: 2958866, Germantown, Tennessee], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Howard worked for Centaurus Financial Inc. beginning May 15, 2018, as a broker and May 17, 2018, as an investment adviser; before that, he was […]

Investors might have sustained losses because of securities broker Duncan Gerard MacEachern [CRD: 1856591, Rochester, Michigan], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that MacEachern worked for LPL Financial LLC beginning on March 12, 2021, and previously worked for Centaurus Financial Inc. from May 14, 2004, to March 12, […]

Investors have reportedly disputed the sales practices of securities broker Christopher John Browning (also known as Chris Browning and Christopher John Brownrigg) [CRD: 4786391, Scottsdale, Arizona], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Browning worked for Western International Securities from May 12, 2009, to February 5, 2024, and […]

Investors apparently complained about securities broker John Hubert Chaney [CRD: 44529, Manchester, Missouri], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Chaney worked for Moloney Securities Co. Inc. from October 29, 2015, to December 31, 2023. See below for details about this broker’s disclosures. Moloney Securities Co. Inc. Investor […]

Investors have reportedly disputed the sales practices of securities broker Glenn J. Romer [CRD: 4841915, Vero Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Romer worked for Center Street Securities Inc. from April 7, 2010, to November 14, 2023. Read on to find out more about Romer’s disclosures. […]