Investors might have sustained losses through securities broker Randall E. Duggan [CRD: 5559097, Bellingham, Washington], according to disclosures on FINRA BrokerCheck. Evidently, Duggan joined Moloney Securities Co. on January 29, 2016, and Moloney Securities Asset Management LLC on February 23, 2016. Keep reading to learn more about the disclosures concerning Randall Duggan. Moloney Securities Investor […]

Investors might have sustained losses through securities broker John Raymond Hebner (also known as Jack Hebner) [CRD: 3258824, Hayden, Idaho], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hebner worked for Moloney Securities Co. from July 2, 2003 to December 31, 2023. Keep reading to learn more about Hebner’s disclosures and the […]

Investors potentially experienced sales practice violations due to securities broker Robert Israel Kully [CRD: 3212528, Omaha, Nebraska], based on disclosures on FINRA BrokerCheck. Kully worked for Western International Securities Inc. from April 16, 2018 to October 5, 2023, and Axiom Capital Management Inc. from June 1, 2015 to April 13, 2018. See the following information […]

One or more investors possibly experienced losses due to securities broker Patrick Roland Hobert [CRD: 805680, Newport Beach, California], according to public information reported on FINRA BrokerCheck. Patrick Hobert joined Centaurus Financial Inc. on July 9, 2007, serving in both securities broker and financial advisor roles. Read below to understand more about the client complaints […]

Investors reportedly complained about securities broker Richard John Belz [CRD: 1140219, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Belz joined RF Lafferty Co. Inc. on November 29, 2016, and continues to work with the firm at its Wall Street office. Read below to know more about the pending […]

Investors might have sustained losses because of securities broker Robert Vincent Sessa (also known as Bob Sessa) [CRD: 1026924, Westlake Village, California], based on publicly available information reported on FINRA BrokerCheck. Robert Sessa worked for Western International Securities Inc. and Western International Securities from December 12, 2008 to June 5, 2025. LPL Financial LLC employed […]

Investors potentially experienced sales practice violations due to securities broker John Patrick Shortal (also known as Pat Shortal) [CRD: 2233172, Jerseyville, Illinois], according to public information reported on FINRA BrokerCheck. Shortal joined Moloney Securities Co. Inc. on March 30, 2012. Read below to learn more about the client disputes and allegations reported against this securities […]

Investors might have sustained losses because of securities broker Kasey Luv Davis (also known as Kasey Luv Hopps) [CRD: 2353615, Belton, Texas], according to publicly available information reported on FINRA BrokerCheck. Davis has worked with Centaurus Financial Inc. in Belton, Texas since April 26, 2013, as an investment adviser and since June 5, 2013, as […]

Investors apparently complained about securities broker Antoine Samir Abi Nader (also known as Tony Abi Nader and Antoine Samir Abinader) [CRD: 4700969, Northridge, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Abi Nader worked for Western International Securities Inc. from April 6, 2018, to June 5, 2025, and currently serves as a […]