July 12, 2021

Todd Micciche Involved in CUNA Investor Disputes

business man holding his head with text asking questions about stock broker misconduct

Broker Todd Micciche (CUNA Brokerage Services) Involved In Investor Dispute

Investment loss recovery counsel at Soreide Law Group provide you with this update in regard to securities broker Todd Douglas Micciche (CRD#: 4740375, Portland, Oregon). It appears that Micciche worked for Key Investment Services LLC from 2011 to 2015 as financial advisor and securities broker. Also, Micciche is a financial advisor and securities broker for CUNA Brokerage Services since December 2015. Namely, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report on Micciche shows that investors disputed his sales practices. Let’s take a closer look at these disclosures.

October 2020 Dispute Focuses On Client’s Inability To Get Funds Through Todd Micciche

Evidently, in an October 2020 client dispute, a CUNA Brokerage Services client claimed that they were unable to access their account to get funds. Supposedly, the client contacted Todd Micciche and CUNA Brokerage Services but did not receive a response. It appears that Micciche’s actions allegedly caused damages to the client in the amount of $20,000. However, CUNA Brokerage Services denied this complaint.

Client Of CUNA Brokerage Services Alleges Unauthorized Transaction In Managed Account

Also, in a November 2017 dispute, a client of CUNA Brokerage Services took aim at Todd Micciche’s actions. Supposedly, there was a $57,000 disbursement from the client’s account without their approval. Purportedly, the securities broker was contacted by someone without authorization on the client’s account to initiate the transaction. Evidently, to settle the unauthorized transaction allegation, CUNA Brokerage Services made a $57,700 payment to the client.

Key Investment Services Client Alleges Misrepresentation In Dispute About Todd Micciche

Moreover, a client of Key investment Services complained about Todd Micciche. In the July 2016 dispute, Micciche is accused of misrepresentation of a Jackson National variable annuity. Supposedly, the client purchased this misrepresented variable annuity and incurred damages. However, Key Investment Services denied the client’s dispute.

Did You Receive Losses Or Damages By Investing Through Securities Broker Micciche?

Did Todd Micciche let you down? If so, contact Soreide Law Group at (888) 760-6552 and speak with a skilled securities lawyer about a possible recovery of your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has recovered millions of dollars for those  who lost money or suffered damages because of their financial advisors and securities brokers. Micciche denies all allegations of his sales practice violations.Lars Soreide AVVO 2020 Top Lawyer
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