According to FINRA’s BrokerCheck, there is a pending “Regulatory” disclosure dated July 29, 2021, against: DANIEL JAMES O'NEILL (DAN O'NEILL, DANIEL J ONEILL) CRD#: 1358245 O’Neill’s latest employment from April 23, 2013 to July 29, 2021 was with AEGIS CAPITAL OF MELVILLE, NEW YORK. The allegations listed in the Regulatory complaint that is currently “pending,” […]

On July 29, 2021, DANIEL JAMES O'NEILL (DAN O'NEILL CRD#: 1358245), according to FINRA’s BrokerCheck, was named a respondent in a FINRA complaint alleging that he excessively and unsuitably traded one of his client's accounts.  O’Neill was formerly listed with AEGIS CAPITAL CORP. of Melville, New York. The FINRA complaint alleges that DANIEL JAMES O'NEILL […]