According to FINRA’s BrokerCheck, there is a pending “Regulatory” disclosure dated July 29, 2021, against: DANIEL JAMES O'NEILL (DAN O'NEILL, DANIEL J ONEILL) CRD#: 1358245 O’Neill’s latest employment from April 23, 2013 to July 29, 2021 was with AEGIS CAPITAL OF MELVILLE, NEW YORK. The allegations listed in the Regulatory complaint that is currently “pending,” […]