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March 5, 2015
Southwest Florida Broker Fined and Suspended by FINRA for Engaging in Outside Business Activities

The Florida-based Soreide Law Group, (888) 760-6552, has obtained the following summation from FINRA's website “Disciplinary and Other FINRA Actions February, 2015.” Darrell Robert Vanpamel (CRD #5117737, Cape Coral, Florida) was fined $5,000 and suspended by FINRA for one month for allegedly failing to provide written notice to his member firm prior to engaging in […]

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