Investors reportedly complained about securities broker Lin Han (also known as Lilly Han) [CRD: 6781075, Dallas, Texas], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Lin Han joined Landolt Securities Inc. on January 22, 2018, and TKC Wealth Management LLC on July 24, 2017. Keep reading to find out more about […]

Investors might have sustained losses due to securities broker Glenn Herbert Cray [CRD: 5184058, Epping, New Hampshire], based on publicly available information reported on FINRA BrokerCheck. Cray has worked with Moloney Securities Co. Inc. since September 18, 2015, and with Moloney Securities Asset Management LLC since December 9, 2016. Read on to find out more […]

One or more investors apparently complained about securities broker Terry Eugene Harris [CRD: 2653757, Rolla, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Terry Harris worked for Money Concepts Capital Corp from October 3, 2011, to December 31, 2019. Below, you can find important information about Terry Harris’s disclosures. Money Concepts […]

One or more investors apparently complained about securities broker Christopher William Campbell (also known as Chris Campbell and Christopher W. Campbell) [CRD: 5597534, Buffalo, New York], based on disclosures through FINRA’s BrokerCheck. Evidently, Campbell has been registered with Raymond James Financial Services Inc. since November 6, 2017, and with Raymond James Financial Services Advisors Inc. […]

Investors apparently complained about securities broker Stephen Edson Bush (also known as Steve Bush) [CRD: 1898917, Weddington, North Carolina], according to disclosures on FINRA BrokerCheck. It appears that Bush worked for LPL Financial LLC from August 4, 1995, to September 11, 2018, and has been registered with Capital Investment Group Inc. since August 31, 2018, […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Barbara Jean Borowsky (also known as Baraba Jean Borowsky) [CRD: 2570936, Rome, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Borowsky joined Dempsey Lord Smith LLC on October 15, 2016. Read below for additional […]

Investors might have sustained losses due to securities broker Glennon James Cole (also known as Glen Cole) [CRD: 1999588, Manchester, Missouri], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cole was employed by Moloney Securities Co. Inc. from September 14, 2012, to February 8, 2021. Continue reading to learn more about […]

Investors might have sustained losses because of securities broker Luke Michael Johnson [CRD: 3257008, Scottsdale, Arizona]. Johnson worked for Coastal Equities Inc. from April 3, 2012, to December 13, 2019. Below, you'll find information about some investor disputes concerning Johnson. You'll also learn more about a recent FINRA case where the regulator sanctioned him for […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the conduct of securities broker and financial advisor, Kurt Douglas Cambier (CRD#: 1392482, Littleton, Colorado). Evidently, Cambier currently works with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. in Littleton and Grand Junction, Colorado, […]