One or more investors apparently complained about securities broker Terry Eugene Harris [CRD: 2653757, Rolla, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Terry Harris worked for Money Concepts Capital Corp from October 3, 2011, to December 31, 2019. Below, you can find important information about Terry Harris’s disclosures.
Particularly, a client filed a complaint about Harris. Supposedly, Harris made unsuitable recommendations. Because of this, the client allegedly incurred damages through investing in direct investments and real estate securities. Therefore, on May 14, 2025, Money Concepts Capital Corp settled this matter by paying the client $15,000.00 in damages.
Also, a client filed a complaint about Terry Harris. Allegedly, Harris made unsuitable recommendation involving direct investments. As a result, on January 5, 2025, Money Concepts Capital Corp settled this matter by paying the client $14,900.00 in damages.
Additionally, a client of Money Concepts Capital Corp contested Terry Harris’s sales practices, according to a complaint. Allegedly, Harris made misrepresentations. Allegedly, Harris caused the client to sustain damages through investments in real estate investment trusts and direct investments. Because of this, Money Concepts Capital Corp opted to settle the matter on December 10, 2024, by compensating the client in the amount of $12,500.00.
Specifically, on May 7, 2013, an Andrew Garrett client filed a complaint about Harris. Supposedly, Harris misrepresented information relating to investing. Because of this, the client allegedly incurred damages through investing in private placements and promissory notes. For this reason, the client requested $130,000.00 in compensation from Andrew Garrett or Harris. However, the firm denied this complaint.
Are you concerned regarding investments you made with Terry Harris? If so, contact Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer concerning a potential recovery. Soreide Law Group has substantial experience recovering losses for investors throughout the country. The law firm also takes cases on a contingency fee basis and advances all costs. Harris and securities firms / investment advisories Harris worked for deny allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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