Investors might have sustained losses due to securities broker Glenn Herbert Cray [CRD: 5184058, Epping, New Hampshire], based on publicly available information reported on FINRA BrokerCheck. Cray has worked with Moloney Securities Co. Inc. since September 18, 2015, and with Moloney Securities Asset Management LLC since December 9, 2016. Read on to find out more Cray’s disclosures, including client allegations involving unsuitable recommendations and negligence.
Particularly, a client of Moloney Securities Co. Inc. contested Glenn Cray’s sales practices by filing FINRA Arbitration No. 24-01351. Allegedly, Cray made unsuitable recommendations and was negligent. Supposedly, Cray caused the client to sustain damages on corporate bonds. Therefore, Moloney Securities Co. Inc. opted to settle the matter on May 27, 2025, by compensating the client in the amount of $12,500.
Also, a client filed a complaint about Glenn Cray. Evidently, the client alleged that Cray made unsuitable recommendations. For this reason, the investor supposedly sustained damages on direct investments. Consequently, on July 12, 2021, Moloney Securities Co. Inc. settled this matter by paying the client $34,000 in damages.
Do you need clarification on any investment losses relating to Glenn Cray? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery recovery. Soreide Law Group is experienced with recovering losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Cray and the firms Cray worked for deny allegations of sales practice violations.
Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]
Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]
Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
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