Investors might have sustained losses due to securities broker Glenn Herbert Cray [CRD: 5184058, Epping, New Hampshire], based on publicly available information reported on FINRA BrokerCheck. Cray has worked with Moloney Securities Co. Inc. since September 18, 2015, and with Moloney Securities Asset Management LLC since December 9, 2016. Read on to find out more Cray’s disclosures, including client allegations involving unsuitable recommendations and negligence.
Particularly, a client of Moloney Securities Co. Inc. contested Glenn Cray’s sales practices by filing FINRA Arbitration No. 24-01351. Allegedly, Cray made unsuitable recommendations and was negligent. Supposedly, Cray caused the client to sustain damages on corporate bonds. Therefore, Moloney Securities Co. Inc. opted to settle the matter on May 27, 2025, by compensating the client in the amount of $12,500.
Also, a client filed a complaint about Glenn Cray. Evidently, the client alleged that Cray made unsuitable recommendations. For this reason, the investor supposedly sustained damages on direct investments. Consequently, on July 12, 2021, Moloney Securities Co. Inc. settled this matter by paying the client $34,000 in damages.
Do you need clarification on any investment losses relating to Glenn Cray? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery recovery. Soreide Law Group is experienced with recovering losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Cray and the firms Cray worked for deny allegations of sales practice violations.
CLIFFORD RONALD REID (CLIFFORD R REID) was previously registered with REID RUDIGER LLC of New York, NY from 10/06/1999 - 04/30/2026. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, CLIFFORD R REID has 34 years of experience in the securities industry and was listed as a broker with 4 firms. Reid is […]
Investors might have sustained losses due to securities broker Elizabeth Florence Ortiz (also known as Elizabeth Barber, Betsy Barber, and Betsy Ortiz) [CRD: 6818113, Austin, Texas], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ortiz has worked for Charles Schwab Co. Inc. from December 11, 2017, to the present. Read on to […]
Investors potentially incurred losses because of securities broker James Anthony Medsker (also known as Jim Medsker) [CRD: 1294250, Dublin, Ohio], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Medsker worked for Wells Fargo Clearing Services LLC from October 26, 2018, to January 25, 2024. Investors are encouraged to continue reading to learn […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com