Investors might have sustained losses due to securities broker Glenn Herbert Cray [CRD: 5184058, Epping, New Hampshire], based on publicly available information reported on FINRA BrokerCheck. Cray has worked with Moloney Securities Co. Inc. since September 18, 2015, and with Moloney Securities Asset Management LLC since December 9, 2016. Read on to find out more Cray’s disclosures, including client allegations involving unsuitable recommendations and negligence.
Particularly, a client of Moloney Securities Co. Inc. contested Glenn Cray’s sales practices by filing FINRA Arbitration No. 24-01351. Allegedly, Cray made unsuitable recommendations and was negligent. Supposedly, Cray caused the client to sustain damages on corporate bonds. Therefore, Moloney Securities Co. Inc. opted to settle the matter on May 27, 2025, by compensating the client in the amount of $12,500.
Also, a client filed a complaint about Glenn Cray. Evidently, the client alleged that Cray made unsuitable recommendations. For this reason, the investor supposedly sustained damages on direct investments. Consequently, on July 12, 2021, Moloney Securities Co. Inc. settled this matter by paying the client $34,000 in damages.
Do you need clarification on any investment losses relating to Glenn Cray? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery recovery. Soreide Law Group is experienced with recovering losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Cray and the firms Cray worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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