Investors might have sustained losses due to securities broker Cynthia Lynn Price (also known as Cynthia Lynn Carlson) [CRD: 2100246, Winter Springs, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Price has been registered with Equitable Advisors LLC since June 1, 2005. See the following information to learn more about the disclosures involving this securities broker.
Specifically, a client of Equitable Advisors LLC contested Price’s sales practices, according to a complaint dated September 3, 2025. Allegedly, Price engaged in unauthorized trading by effecting mutual fund transactions without the client’s knowledge or consent. It appears that Price allegedly caused the client to sustain damages pertaining to mutual funds. Consequently, the client sought compensation from Equitable Advisors LLC or Price in this matter. This complaint was ultimately denied on October 1, 2025.
Also, a client filed a complaint about Cynthia Price. Primarily, the client alleged that Price made unsuitable recommendations and did not disclose fees related to variable annuities purchased in 2025. Because of this, the client allegedly incurred damages linked to variable annuities. As a result, on May 29, 2025, Equitable Advisors LLC settled this matter by paying the client $5,665.92 in damages.
Do you have questions or concerns regarding investments you made with Cynthia Price? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the US. Also, the firm works on a contingency fee arrangement and advances all costs. Price and brokerage firms Price worked for deny any accusations of sales practice violations.
Investors might have sustained losses due to securities broker Cynthia Lynn Price (also known as Cynthia Lynn Carlson) [CRD: 2100246, Winter Springs, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Price has been registered with Equitable Advisors LLC since June 1, 2005. See the following information to learn more about the disclosures […]
Investors potentially incurred losses because of securities broker Ian James Prukner [CRD: 5288581, Sarasota, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ian Prukner worked for PFS Investments Inc. from March 22, 2007, to August 9, 2022. Investors are encouraged to continue reading to find out more about the disclosures involving this […]
Investors apparently complained about securities broker Michael Thomas Polito (also known as Thomas Michael Polito) [CRD: 5433956, Dedham, Massachusetts], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Polito has been registered with NYLIFE Securities LLC since December 18, 2007, and Eagle Strategies LLC since April 1, 2019. Read on to discover […]
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