Investors potentially experienced losses because of securities broker Jamie Theresa Nowakowski (also known as Jamie Ogren and Jamie Stella) [CRD: 4472043, Venice, Florida], according to disclosures on FINRA BrokerCheck. Evidently, Nowakowski worked for Equitable Advisors LLC from February 11, 2020, to January 7, 2025, and for Coastal Equities Inc. from January 16, 2017, to February […]

Investors potentially experienced losses due to securities broker Jerry Dale Kiefer [CRD: 2271043, Edmond, Oklahoma], according to disclosures on FINRA BrokerCheck. Apparently, Kiefer has been employed by Equitable Advisors since June 2, 2006. Keep reading to learn more about the disclosures involving this securities broker. Equitable Advisors Investor Accused Kiefer Of Unsuitable Recommendations Evidently, an […]

Investors apparently complained about securities broker Howard Jeffrey Douglas [CRD: 1043662, Dix Hills, New York], according to disclosures on FINRA BrokerCheck. Apparently, Douglas worked for Equitable Advisors LLC from June 1, 2005, to December 7, 2021. He subsequently registered with APS Wealth Management LLC, American Portfolios Advisors Inc., American Portfolios Financial Services Inc., and currently […]

FINRA fined securities broker Jeffrey Wayne Davidson [CRD: 4585780, Austin, Texas], and an investor complained about him. According to Financial Industry Regulatory Authority (FINRA) BrokerCheck, Davidson was employed by Purshe Kaplan Sterling Investments from 2022 to 2023. Also, he worked for Equitable Advisors LLC in 2022. The following information is an overview of the disclosures […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Marc David Drew [CRD: 4659088, Salt Lake City, Utah], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Marc Drew joined Equitable Advisors LLC on April 9, 2012. Here’s an overview of the securities broker’s disclosures. […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Richard Lance Belline [CRD: 2432737, Rogers, Arkansas], based on the disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Belline worked for Equitable Advisors LLC from December 14, 1993, to October 18, 2023. Continue reading to learn […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Michael John Mashak Jr. [CRD: 4031888, La Crosse, Wisconsin], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Mashak has been registered with Equitable Advisors LLC since November 24, 1999. Continue reading to learn more […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Al Stephen Lovelace [CRD: 2393766, Rutherfordton, North Carolina], given the disclosures on FINRA BrokerCheck. Evidently, Lovelace has worked for Equitable Advisors LLC since December 27, 2016, and worked previously at AXA Advisors LLC from October 2, 2008, to […]

Investors might have sustained losses due to John Lawrence Abrams (also known as Jack Abrams) [CRD: 2795856, Boca Raton, Florida], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Abrams was previously registered as a financial advisor and securities broker, with employment at Equitable Advisors LLC in Boca Raton, FL from November […]