Investors might have sustained losses through securities broker Andrew Jon Galy (also known as Andy Jon Galy) [CRD: 1915564, Metairie, Louisiana], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Galy worked for Cambridge Investment Research Inc. from February 25, 2014, to December 31, 2022. Keep reading to find out more […]

Investors potentially experienced sales practice violations due to securities broker Vasilios Takos (also known as Bill Takos and Billy Takos) [CRD: 2500839, Garden City, New York], based on public information found on FINRA BrokerCheck. Evidently, Takos worked for Aegis Capital Corp. from September 1, 2017, to April 1, 2024, and joined Dominari Securities LLC on […]

Investors might have sustained losses due to securities broker Robert Hill (also known as Bob Hill) [CRD: 2268971, Westport, Connecticut], according to disclosures on FINRA BrokerCheck. Hill works for Saxony Securities Inc. and Rose Capital Advisors LLC, both in Westport, Connecticut, having joined those firms on June 23, 2025, and July 10, 2025, respectively. Previously, […]

Broker Melvin Pirchesky Involved In Disputes Brought By Boustead Investors Soreide Law Group is reviewing investor complaints concerning securities broker Melvin Pirchesky (CRD#: 1143100, Irvine, California), as disclosed on FINRA BrokerCheck. Evidently, Pirchesky worked for securities firm Boustead Securities from 2016 to 2019. Read further to learn more about the allegations of misrepresentations and excessive […]

Recently, the Financial Industry Regulatory Authority (FINRA) ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial Services, Inc. (RJFS) to pay restitution of $1.69 million to more than 15,500 investors who were charged unfair and unreasonable commissions on securities transactions. FINRA also fined RJA $225,000 and RJFS $200,000.   FINRA found that from […]