Vasilios Takos Connected To Aegis Capital Client Arbitration About Unsuitable Recommendations

Investors potentially experienced sales practice violations due to securities broker Vasilios Takos (also known as Bill Takos and Billy Takos) [CRD: 2500839, Garden City, New York], based on public information found on FINRA BrokerCheck. Evidently, Takos worked for Aegis Capital Corp. from September 1, 2017, to April 1, 2024, and joined Dominari Securities LLC on March 1, 2024. Keep reading to find out more about the disclosures involving this securities broker.

Aegis Capital Corp. Investor Accused Bill Takos Of Misrepresentation

Evidently, on June 28, 2025, an Aegis Capital Corp. client filed a complaint about Vasilios Takos. Primarily, the client alleged that Takos made unsuitable recommendations, violated FINRA rules, and made misrepresentations. Because of this, the client allegedly incurred damages linked to stocks. For this reason, the client requested $200,000 in compensation from Aegis Capital Corp. or Takos. Supposedly, this matter awaits a resolution.

National Securities Investor Accused Vasilios Takos Of Excessive Commissions

Evidently, on January 29, 2011, a National Securities client filed a complaint about Vasilios Takos. Allegedly, Takos charged excessive commissions on over-the-counter equities and stocks. Therefore, the client requested compensation from National Securities or Takos. The complaint was closed with no action on February 4, 2011.

Continental Broker-Dealer Investor Accused Bill Takos Of Churning, Mismanagement

Also, a Continental Broker-Dealer client filed FINRA Arbitration No. 97-05531 about Vasilios Takos. Evidently, the client claimed that Takos churned accounts, made misrepresentations, and mismanaged investment accounts. Because of this, the client allegedly sustained damages linked to stocks. As a result, on October 15, 1999, Continental Broker-Dealer settled this matter by paying the client $200,000 in damages.

Vasilios Takos Disclosed Unauthorized Trading, Breach Of Fiduciary Duty Allegations By Continental Broker-Dealer Client

Additionally, a client of Continental Broker-Dealer contested Vasilios Takos’s sales practices by filing FINRA Arbitration No. 97-00265. Allegedly, Takos engaged in unauthorized trading, breached a contract, breached his fiduciary duty, and churned accounts. For this reason, Continental Broker-Dealer opted to settle the matter on April 8, 1998, by paying compensation totaling $150,000.

Have You Made Investments Through Securities Broker Takos?

Did you experience losses because of Vasilios Takos? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney about a possible recovery. Soreide Law Group has recovered losses for clients throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Takos and brokerage firms Takos worked for deny accusations made against them.