Investors potentially experienced sales practice violations due to securities broker Vasilios Takos (also known as Bill Takos and Billy Takos) [CRD: 2500839, Garden City, New York], based on public information found on FINRA BrokerCheck. Evidently, Takos worked for Aegis Capital Corp. from September 1, 2017, to April 1, 2024, and joined Dominari Securities LLC on March 1, 2024. Keep reading to find out more about the disclosures involving this securities broker.
Evidently, on June 28, 2025, an Aegis Capital Corp. client filed a complaint about Vasilios Takos. Primarily, the client alleged that Takos made unsuitable recommendations, violated FINRA rules, and made misrepresentations. Because of this, the client allegedly incurred damages linked to stocks. For this reason, the client requested $200,000 in compensation from Aegis Capital Corp. or Takos. Supposedly, this matter awaits a resolution.
Evidently, on January 29, 2011, a National Securities client filed a complaint about Vasilios Takos. Allegedly, Takos charged excessive commissions on over-the-counter equities and stocks. Therefore, the client requested compensation from National Securities or Takos. The complaint was closed with no action on February 4, 2011.
Also, a Continental Broker-Dealer client filed FINRA Arbitration No. 97-05531 about Vasilios Takos. Evidently, the client claimed that Takos churned accounts, made misrepresentations, and mismanaged investment accounts. Because of this, the client allegedly sustained damages linked to stocks. As a result, on October 15, 1999, Continental Broker-Dealer settled this matter by paying the client $200,000 in damages.
Additionally, a client of Continental Broker-Dealer contested Vasilios Takos’s sales practices by filing FINRA Arbitration No. 97-00265. Allegedly, Takos engaged in unauthorized trading, breached a contract, breached his fiduciary duty, and churned accounts. For this reason, Continental Broker-Dealer opted to settle the matter on April 8, 1998, by paying compensation totaling $150,000.
Did you experience losses because of Vasilios Takos? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney about a possible recovery. Soreide Law Group has recovered losses for clients throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Takos and brokerage firms Takos worked for deny accusations made against them.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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