Broker Ricardo Turlan Suspended By FINRA For Alleged Unauthorized Trading Soreide Law Group has new information to share with you in regard to securities broker Ricardo Turlan (aka Ricardo Patricio Perez) (CRD#: 4431836, San Antonio, Texas). Financial Industry Regulatory Authority (“FINRA”) issued Turlan a suspension between June 7, 2021, and August 6, 2021, and fined […]

Investors Dispute Actions Of NYLife Securities Broker Narith Long The Financial Industry Regulatory Authority (“FINRA”) reports troubling information regarding securities broker Narith Long (CRD#: 6598152, Glendale, California), who worked for Northwestern Mutual Investment Services (May 2018 to October 2019) and NYLife Securities LLC (December 2019 to December 2020). Specifically, NYLife Securities disaffiliated with Narith Long […]

Soreide Law Group obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions February 2018.” Gary Raymond Gray (CRD #1641113, Las Vegas, Nevada) was assessed a deferred fine of $10,000 and suspended from association with any FINRA member in all capacities for three months.  Allegedly, Gray exercised discretion in effecting 236 trades […]