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November 29, 2023
FINRA Issues Bar To Sevag Haddadian

Soreide Law Group is currently investigating potential claims on behalf of investors who have suffered losses involving financial advisor and securities broker, Sevag Raffi Haddadian [CRD#: 3249290, Brea, California]. Haddadian worked for Wells Fargo Clearing Services LLC from January 13, 2022, to July 7, 2022, and Morgan Stanley from June 1, 2009, to January 27, […]

November 29, 2023
FINRA Issued Permanent Bar To Sean Pong

Soreide Law Group is actively investigating claims on behalf of individuals who have suffered financial losses due to the actions of Sean Pong, also known as Syany Pong [CRD#: 2406530, Los Alamitos, California]. Sean Pong's professional background includes a tenure at U.S. Bancorp Investments Inc., where he was registered from October 19, 2012, to September […]

November 23, 2023
SEC Brings Misappropriation Case Against Patrick Thayer

Soreide Law Group announces that it is currently investigating potential claims on behalf of investors who have suffered losses inflicted by securities broker Patrick Noel Thayer [CRD#: 5735955, Lebanon, Ohio]. Evidently, Thayer worked at LPL Financial LLC from September 2020 to October 2022 and Parkland Securities LLC from April 2014 to September 2020. Notably, FINRA […]

November 17, 2023
FINRA Issues Sanction To John Barrett

Soreide Law Group is currently investigating potential claims on behalf of individuals who may have suffered financial losses due to the actions of securities broker and financial advisor, John Kevin Barrett [CRD#: 4748518, Westlake Village, California]. Evidently, Barrett worked for Emerson Equity LLC in Westlake Village, CA, from January 7, 2015, to February 3, 2021. […]

November 12, 2023
FINRA Issues Bar To Eric Tartaglione

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have incurred losses due to the actions of Eric Ryan Tartaglione [CRD: 2722931, Woodbridge, New Jersey]. Evidently, Tartaglione worked for Investment Network Inc. from January 4, 2017, to July 21, 2023. Notably, Tartaglione faced FINRA sanctions for non-compliance […]

November 9, 2023
FINRA Issues Bar To Courtney Kaplan

Soreide Law Group is conducting an investigation on behalf of investors who have sustained losses with securities broker Courtney Michelle Kaplan (Courtney Michelle Carlsen, Courtney Michelle Ingram, Courtney Ingram Yarmesch, and Courtney Michelle Yarmesch) [CRD#: 5249375, Palm Harbor, Florida]. Evidently, Kaplan worked with LPL Financial LLC in Palm Harbor, FL, from March 11, 2019, to […]

July 28, 2023
FINRA Suspended Lisa Idlett

Soreide Law Group is investigating possible investor claims against Lisa Maria Idlett (CRD: 2932198, Carteret, New Jersey). Notably, FINRA sanctioned the securities broker, who worked for Wells Fargo Clearing Services LLC. Allegedly, Ilett failed to timely comply with an investigation into possible violations of FINRA rules. Here is a brief summary of FINRA’s allegations against […]

July 25, 2023
FINRA Sanctions Jordan John

Soreide Law Group is investigating possible investor claims against Jordan Palmer John (CRD: 6924720, Omaha, Nebraska). Notably, FINRA sanctioned the securities broker, who worked for TD Ameritrade Inc. Allegedly, John failed to provide information and documents to FINRA when it investigated possible violations of FINRA rules. Here is a brief summary of FINRA’s allegations against […]

July 24, 2023
FINRA Sanctions John Molskness

Soreide Law Group is investigating possible investor claims against John M. Molskness (also known as John Mark Molskness) (CRD: 2366782, Carmel, Indiana). Notably, FINRA sanctioned the securities broker, who worked for Valic Financial Advisors Inc. Allegedly, Molskness failed to respond to FINRA’s request for information. Here is a brief summary of FINRA’s allegations against Molskness. […]

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