Merrill Lynch Customers File Disputes Concerning John Clark, Charles Watson, Akinwale Adebayo, Glenn Patti Merrill Lynch, Pierce, Fenner, & Smith Incorporated (CRD#: 7691, New York, New York) is a brokerage firm regulated by FINRA and investment advisor firm regulated by SEC. Notably, on 559 occasions, Merrill Lynch disclosed that a regulator pursued sanctions against the […]

FINRA Suspends Garden State Securities Broker Raymond John Pirrello Jr. The Financial Industry Regulatory Authority (FINRA) has sanctioned Raymond John Pirrello Jr. (CRD#: Hackensack, New Jersey), who is a prior general securities representative of Garden State Securities (August 14, 2008 to May 20, 2016). Pirrello consented to FINRA’s imposition of a $20,000.00 fine and 18-month […]