Investors File Disputes About Morgan Stanley, RBC Securities Broker Anthony Dacruz Soreide Law Group provides you with new information regarding securities broker Anthony Edward Dacruz (CRD#: 1259435, New York, New York). According to FINRA BrokerCheck, Dacruz, who is a Morgan Stanley financial advisor and securities broker (2011 to present), is involved in three investor disputes […]

Merrill Lynch Client Files Dispute About Richard Sica Investment loss recovery counsel at Soreide Law Group provide you with the following information regarding securities broker Richard Sica (CRD#: 1756940, Ridgefield, Connecticut). Evidently, this person works for Merrill Lynch as both a financial advisor and securities broker. Apparently, there are four investor disputes on Sica’s record, […]

Hilltop Securities Clients File Disputes About Financial Advisor Dennis Robberecht Financial Industry Regulatory Authority (“FINRA”) shows on BrokerCheck that investors filed disputes about securities broker Dennis Robberecht (CRD#: 1213446, Roseville, California). Namely, the securities broker, who started working for Hilltop Securities in November 2008 as both a financial advisor and securities broker, is involved in […]

Client Of Dawson James Alleges Unsuitable Investments The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that a new investor disputed the sales practices of securities broker Marc Scott Steinberg (CRD#: 2549670, Boca Raton, Florida). Evidently, six total investors brought disputes, and allegations include unsuitable recommendations or unsuitable trading. Let’s take a closer look at these […]

Wells Fargo Clients File Disputes About Broker Jeffrey Burton Financial Industry Regulatory Authority (FINRA) BrokerCheck has released new information in regard to securities broker Jeffrey Lamar Burton (CRD#: 2366552, Charleston, South Carolina). Notably, six investors filed disputes in regard to Burton, who worked for securities firms UBS Financial Services (2000 to 2016) and Wells Fargo […]

Melinda Abood (UBS Financial Services) Targeted In Investor Disputes The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Melinda Joyce Abood (CRD#: 867463, New York, New York). Namely, the securities broker and financial advisor, who joined UBS Financial Services in April 1986, is involved in five investor disputes. Here’s more […]

Broker Shahida Hossain Terminated From RBC, Involved In Wells Fargo Investor Disputes Soreide Law Group provides you with this Investor Alert in regard to securities broker Shahida Arunima Hossain (CRD#: 2783839, Chicago, Illinois), who also goes by the name Shahida Syeda. Just in May 2020, RBC Capital Markets disaffiliated with the broker. In addition, two […]

Securities Broker John Kellar Might Have Caused Investor Losses Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports six investor disputes on the BrokerCheck report of securities broker John P. Kellar (CRD#: 1436046, Naples, Florida). Namely, investors who brought disputes indicate that Kellar, who presently works for Wells Fargo, seemingly sold unsuitable investments causing losses. […]

Securities Broker Christopher Swan Involved In Investor Disputes Financial industry Regulatory Authority (“FINRA”) reports that investors have filed disputes or lawsuits against securities broker Christopher Allan Swan (CRD#: 5810132, Irving, Texas). Notably, two investors brought disputes between 2019 and 2020 which are summarized below. BB&T Investments Client Indicates Christopher Swan Made Unauthorized Mutual Fund Transactions […]