Investors apparently complained about securities broker Dominic Julio Baldini [CRD: 3082081, San Mateo, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Baldini worked for Emerson Equity LLC as a financial advisor since March 5, 2004, and as a securities broker since April 12, 2004. Read on to discover more about Baldini’s […]

Investors have reportedly disputed the sales practices of securities broker Dennis Clarence Twarogowski [CRD: 1033169, Parma, Ohio], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dennis Twarogowski worked for Independence Capital Co. Inc. as a securities broker beginning on February 3, 2005, and as a financial advisor beginning on February 7, 2005. Keep […]

Investors potentially experienced sales practice violations by securities broker Brian Joseph Cote [CRD: 4218494, Nashville, Tennessee], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cote worked for GPWA LLC since November 18, 2014, and Gramercy Park Wealth Advisors LLC since May 4, 2017. Keep reading to find out more about the disclosures involving […]

Investors have reportedly disputed the sales practices of securities broker John B. Darmanian [CRD: 2899924, Montrose, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Darmanian worked for Western International Securities Inc. from September 11, 2009, to June 5, 2025, before joining LPL Financial LLC on June 5, 2025. Investors […]

Investors apparently complained about securities broker Richard James Carlesco Jr. [CRD: 2135988, Liverpool, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carlesco worked for IBN Financial Services Inc. from October 24, 2000, to the present, and later registered with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. beginning April […]

Investors apparently complained about securities broker William Brian Candler [CRD: 2802438, Overland Park, Kansas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Candler worked for Cabin Securities Inc. since March 3, 2006, JCC Capital Markets LLC since August 11, 2016, and Cabin Advisors LLC since January 31, 2022. Read on to […]

Investors might have sustained losses due to securities broker Mitchell Manoff [CRD: 815314, New York, New York], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mitchell Manoff has been registered with Corinthian Partners LLC since July 2, 1996. See the following information to find out more about the disclosures involving […]

Investors have reportedly disputed the sales practices of securities broker Michael Glenn Seymour (also known as Mike Seymour) [CRD: 1597042, Winter Haven, Florida], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Seymour worked for Centaurus Financial Inc. from July 26, 2016, to the present, and Ingram Advisory Services LLC from […]

Investors have reportedly disputed the sales practices of securities broker Mark Andrew D'Ercole (also known as Mark Andrew Dercle and Mark Anthony Dercle) [CRD: 820220, San Francisco, California], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mark D’Ercole worked for Portsmouth Financial Services from February 21, 2003, to December 31, 2022. […]