Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Weiner AKA Jeffrey Paul Weiner [CRD#: 2476604, New York, NY]. Notably, FINRA sanctioned the securities broker, who worked for Pruco Securities. Allegedly, Weiner impersonated clients. Here is a brief summary FINRA’s allegations against Weiner. FINRA Sanctions Pruco Securities Broker Jeffrey Weiner Evidently, on […]

Soreide Law Group is investigating possible investor claims against securities broker Cynthia La Rosa AKA Cynthia Corriere [CRD#: 2459459, New York, NY]. Evidently, FINRA sanctioned the securities broker, who worked for Canaccord Genuity. Allegedly, La Rosa provided false or misleading information to FINRA investigators. Here is a brief summary FINRA’s allegations against La Rosa. FINRA […]

Soreide Law Group is investigating possible investor claims against securities broker Marc Reda AKA Marc Augustus Reda [CRD#: 2757330, New York, NY]. Notably, FINRA sanctioned the securities broker, who worked for Spartan Capital Securities. Allegedly, Reda churned a client’s account and made unsuitable recommendations and unauthorized transactions. Here is a brief summary FINRA’s allegations against […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Michael Pellegrino AKA Michael August Pellegrino [CRD#: 5900843, Oakbrook Terrace, IL]. However, Pellegrino denies the allegations. Read on to learn more about the allegations against Pellegrino. FINRA Sanctions Taylor Capital Management Inc. Securities Broker For Failure To Comply Evidently, on May 27, 2022, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker James Pecoraro AKA James Robert Pecoraro [CRD#: 2440231, Garden City, NY]. However, Pecoraro denies the allegations. Read on to learn more about the allegations against Pecoraro. FINRA Sanctions SW Financial Securities Broker James Pecoraro For Unsuitable Trading Evidently, on August 4, 2022, FINRA […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Ohlemacher AKA Michael Burton Ohlemacher [CRD#: 5759091, Maumee, OH]. Evidently, FINRA sanctioned the securities broker, who worked for WS Brokerage Services. Allegedly, Ohlemacher engaged in an undisclosed outside business activity. Here is a brief summary FINRA’s allegations against Ohlemacher. FINRA Sanctions WS Brokerage […]

Soreide Law Group is investigating possible investor claims against securities broker Kevin Nevin AKA Kevin Mark Nevin [CRD#: 2460059, Edina, MN]. Notably, FINRA sanctioned the securities broker, who worked for Dempsey Lord Smith LLC. Allegedly, Nevin failed to respond to FINRA’s request for information. Here is a brief summary FINRA’s allegations against Nevin. FINRA Sanctions […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Jeffrey Marburger AKA Jeffrey Ernest Marburger [CRD#: 2872490, Dover, OH]. However, Marburger denies the allegations. Read on to learn more about the allegations against Marburger. FINRA Sanctions WS Brokerage Services Securities Broker Jeffrey Marburger For Failure To Testify Evidently, on May 18, 2022, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Igor Kislitsa AKA Igor Peter Kislitsa [CRD#: 6324794, Citrus Heights, CA]. Evidently, investors disputed the sales practices of the securities broker, who worked for PFS Investments. Additionally, the securities broker discloses a regulatory enforcement action. Notably, these disclosures allege Kislitsa engaged in sales […]