Soreide Law Group is investigating possible investor claims against securities broker Megurditch Mike Patatian [CRD#: 4047060, Westlake Village, CA]. Patatian worked for (1) Supreme Alliance LLC from 2020-2021; (2) Western International Securities from 2013-2020; and (3) CUSO Financial Services LP from 2004-2013. Specifically, Financial Industry Regulatory Authority (FINRA) aims to bar Good as a securities […]

Soreide Law Group is investigating possible investor claims against securities broker Paul Ronald Koch [CRD#: 1777599, Wayzata, Minnesota]. Evidently, FINRA sanctioned the securities broker, who worked for UBS Financial Services. Notably, FINRA's accusations against the securities broker include failure to cooperate in an investigation. Also, investors allege sales practice violations by Koch. Here is a […]

FINRA reports important information regarding securities broker Roger Allan Duval [CRD#: 2503718, Bellevue, Washington]. Not only has FINRA sanctioned Duval, but one or more investors disputed the sales practices of the securities broker at Pruco Securities and MML Investors Services. However, Duval denies the allegations. Read on to learn more. FINRA Bars Duval For Conversion […]

Soreide Law Group comes to you with new information regarding securities broker Neil David Berlant (CRD#: 19550, Los Angeles, California). Namely, FINRA sanctioned the securities broker, who worked for D.A. Davidson & Co. (DADCO) between November 2013 and June 2020. Also, his employer discharged him in May 2020, and a client complained about his sales […]

The Financial Industry Regulatory Authority (FINRA) contains important information regarding securities broker David Michael Stevens (CRD#: 2830472, La Jolla, California). Evidently, Stevens worked for securities firms Northwestern Mutual Investment Services (2011 to 2013), MML Investors Services (2014 to 2015), and Park Avenue Securities LLC (2015 to 2020). It seems that FINRA barred Stevens as a […]

The FINRA arbitration, filed by Soreide Law Group in July of 2022, alleges that Bankoh Investment Services broker Wanistha Bahar offered assurances that Northstar Financial Services (Bermuda) investments was safe, secure and they would be able to get their money out at anytime. Attorney, Lars Soreide, who is representing the Claimant believes that Northstar Global […]

Broker Izzy Shefer (APW, Morgan Stanley) Involved In Investor Disputes FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Izhar Shefer “Izzy Shefer” (CRD#: 1759498, Aventura, Florida) and that those violations resulted in damages. Particularly, Shefer, who worked for securities firms Morgan Stanley (his employer from February 2011 to March 2017) and […]

Sandlapper Securities Broker Jack Bixler Involved In Investor Disputes Soreide Law Group comes to you with new information concerning Jack Charles Bixler (CRD#: 22331, Greenville, South Carolina). Particularly, Bixler, who worked for securities firm Sandlapper Securities LLC (his employer from 2006 to 2020), faces allegations of sales practice violations, including negligence, breach of fiduciary duty, […]

Investor Dispute Reported On BrokerCheck Concerning Barred Broker William Wright Soreide Law Group is reviewing BrokerCheck disclosures of securities broker William Wright (CRD#: 3048195, New York, New York). Evidently, Wright was a National Securities Corporation securities broker from February 2015 to November 2020. Let’s take a closer look at the allegations as reported on BrokerCheck. […]