The Financial Industry Regulatory Authority (FINRA) contains important information regarding securities broker David Michael Stevens (CRD#: 2830472, La Jolla, California). Evidently, Stevens worked for securities firms Northwestern Mutual Investment Services (2011 to 2013), MML Investors Services (2014 to 2015), and Park Avenue Securities LLC (2015 to 2020). It seems that FINRA barred Stevens as a […]

The FINRA arbitration, filed by Soreide Law Group in July of 2022, alleges that Bankoh Investment Services broker Wanistha Bahar offered assurances that Northstar Financial Services (Bermuda) investments was safe, secure and they would be able to get their money out at anytime. Attorney, Lars Soreide, who is representing the Claimant believes that Northstar Global […]

Broker Izzy Shefer (APW, Morgan Stanley) Involved In Investor Disputes FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Izhar Shefer “Izzy Shefer” (CRD#: 1759498, Aventura, Florida) and that those violations resulted in damages. Particularly, Shefer, who worked for securities firms Morgan Stanley (his employer from February 2011 to March 2017) and […]

Sandlapper Securities Broker Jack Bixler Involved In Investor Disputes Soreide Law Group comes to you with new information concerning Jack Charles Bixler (CRD#: 22331, Greenville, South Carolina). Particularly, Bixler, who worked for securities firm Sandlapper Securities LLC (his employer from 2006 to 2020), faces allegations of sales practice violations, including negligence, breach of fiduciary duty, […]

Investor Dispute Reported On BrokerCheck Concerning Barred Broker William Wright Soreide Law Group is reviewing BrokerCheck disclosures of securities broker William Wright (CRD#: 3048195, New York, New York). Evidently, Wright was a National Securities Corporation securities broker from February 2015 to November 2020. Let’s take a closer look at the allegations as reported on BrokerCheck. […]

NYLife Clients File Disputes Concerning Broker Jeffrey Anderson Soreide Law Group shares BrokerCheck news on securities broker Jeffrey Scott Anderson (CRD#: 5993214, Bloomington, Illinois). Notably, Anderson was a securities broker at NYLife Securities LLC during the time of the allegations against him. Take a closer look at the allegations below. However, be mindful that he […]

Sandlapper's Trevor Gordon Is Barred By FINRA And Involved In Client Disputes FINRA BrokerCheck provides important information regarding Trevor Lee Gordon (CRD#: 2195122, Greenville, SC). Evidently, Gordon worked at Sandlapper Securities from 2006 to 2020. He faces allegations of unsuitable trading and breach of fiduciary duty as reported on BrokerCheck. Not only that, but FINRA […]

Securities Broker Jeff Salazar Sanctioned, Involved In American Portfolios Client Disputes Investment loss recovery counsel at Soreide Law Group provide you with new information on securities broker Joffre Salazar “Jeff Salazar” (CRD#: 2185914, Staten Island, New York). The broker discloses information about a client dispute and regulatory enforcement action on BrokerCheck. Evidently, Salazar was a […]

Securities Broker Donald Sperring (AXA Advisors, Equitable Advisors) Barred, Involved In Client Disputes The Financial Industry Regulatory Authority (FINRA) contains important information on securities broker Donald George Sperring (CRD#: 2462982, Pittsburgh, Pennsylvania). Specifically, BrokerCheck shows that Sperring is involved in three investor disputes. Not only that, but he also received a FINRA bar (expulsion) in […]