Soreide Law Group, based in South Florida, obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, May 2017:” Ultralat Capital Markets, Inc. (CRD #136791, Miami, Florida) was censured; fined $140,000; required to pay disgorgement of excessive markups in the amount of $48,055.84, plus interest; and required to, within 30 days of […]
