Soreide Law Group is investigating possible investor claims against securities broker Patrick Keith Sloan (also known as Sloan Patrick) (CRD: 6466410, Kewanee, Illinois). Evidently, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Sloan falsified client information. Here is a brief summary of FINRA’s allegations against Sloan. Patrick Sloan Sanctioned By FINRA […]

Soreide Law Group is investigating possible investor claims against securities broker Ellen Gayle Reynard (CRD: 6148906, Beaumont, Texas). Evidently, FINRA sanctioned the securities broker, who worked for Raymond James Financial Services Inc. Allegedly, Reynard falsified client information. Here is a brief summary of FINRA’s allegations against Reynard. FINRA Suspends Reynard For False Client Information Particularly, […]

Investors have come forward with complaints about Hagop Jack Nalbandian (CRD: 2921246, Encino, California). Evidently, the securities broker, who worked for Western International Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Western International Securities Inc. clients allege that Nalbandian was negligent and made unsuitable recommendations. For more on these disclosures […]

Soreide Law Group is investigating possible investor claims against securities broker Lee Ray Diedrich (CRD: 2636095, Great Falls, Montana). Evidently, FINRA sanctioned the securities broker, who worked for Pruco Securities LLC. Allegedly, Diedrich committed forgery. Here is a brief summary of FINRA’s allegations against Diedrich. FINRA Suspends Lee Diedrich For Forgery Evidently, on November 16, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Anthony Vincent DiDonna (CRD: 7283414, Woodbury, New York). Not only has FINRA sanctioned Didonna for failing to respond to FINRA’s request for information, but investors disputed his sales practices. However, Didonna denies the allegations. Read on to learn more about the allegations against […]

The Financial Industry Regulatory Authority (FINRA) reports important information about Damian Mark Baird (CRD: 3097243, Boston, Massachusetts). Not only has FINRA sanctioned Baird, but investors disputed the sales practices of the securities broker. However, Baird denies the allegations. Read on to learn more about the allegations against Baird. FINRA Sanctions Baird For Failure To Comply […]

Soreide Law Group has learned of possible investor claims against securities broker Zachary Simpson (CRD: 7158285, Canonsburg, Pennsylvania). Particularly, FINRA sanctioned the securities broker, who worked for Pruco Securities Inc. Allegedly, Torrez committed forgery in violations of FINRA rules. Here is a brief summary of FINRA’s allegations against Torrez. FINRA Sanctions Zachary Simpson For Forgery […]

FINRA reports important information about securities broker Kevin Andrew Hobbs (CRD: 4267482, Lake Worth, Florida). Not only has FINRA sanctioned Hobbs for inaccurate information during a FINRA investigation, but investors disputed the sales practices of the securities broker. Here’s more about the FINRA regulatory action and investor disputes on Hobbs’ record. Hobbs Sanctioned By FINRA […]

FINRA reports important information about securities broker Justin Allen Anderson (CRD: 6389728, Austin, Texas). Not only has FINRA sanctioned Anderson for failing to testify when the regulator investigated him, but investors disputed his sales practices. However, Anderson denies the allegations. Read on to learn more about the allegations against Anderson. FINRA Sanctions Anderson For Failure […]