Investors potentially experienced investment losses through securities broker Timothy Brian Campbell (also known as Tim Campbell) [CRD: 3046265, Corinth, Mississippi], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Campbell worked for MML Investors Services LLC from September 4, 2015, to August 11, 2023. He currently works for Newbridge Securities Corporation and […]

Investors might have sustained losses due to securities broker Robert L. Golding (also known as Rob Golding) [CRD: 5324763, Alpena, Michigan], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Golding worked for Pruco Securities LLC from February 8, 2018, to September 12, 2022. Here’s more. FINRA Sanctioned Golding For Refusal To […]

Soreide Law Group is looking into possible investor claims on behalf of those who incurred losses through Jesus Rodriguez [CRD: 4888685, El Paso, Texas]. Rodriguez was previously registered as both a financial adviser and a securities broker, with past affiliations including Morgan Stanley in El Paso, Texas, where he was registered from June 1, 2009, […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have suffered losses due to the actions of securities broker Roderick Len Whited (also known as Rod Whited) [CRD: 2663822, Gainesville, Florida]. Whited, previously registered as both a broker and investment adviser. He was affiliated with Intercarolina Financial Services Inc. from October […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to James Floyd Garraway III (also known as Trey Garraway) (CRD: 7132872, Hattiesburg, Mississippi). Garraway worked for Thrivent Investment Management Inc. from November 15, 2019, to January 12, 2022. Specifically, FINRA sanctioned him for alleged forgery and record-keeping […]

Soreide Law Group is investigating possible investor claims against Lisa Maria Idlett (CRD: 2932198, Carteret, New Jersey). Notably, FINRA sanctioned the securities broker, who worked for Wells Fargo Clearing Services LLC. Allegedly, Ilett failed to timely comply with an investigation into possible violations of FINRA rules. Here is a brief summary of FINRA’s allegations against […]

Soreide Law Group is investigating possible investor claims against securities broker Patrick Keith Sloan (also known as Sloan Patrick) (CRD: 6466410, Kewanee, Illinois). Evidently, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Sloan falsified client information. Here is a brief summary of FINRA’s allegations against Sloan. Patrick Sloan Sanctioned By FINRA […]

Soreide Law Group is investigating possible investor claims against securities broker Ellen Gayle Reynard (CRD: 6148906, Beaumont, Texas). Evidently, FINRA sanctioned the securities broker, who worked for Raymond James Financial Services Inc. Allegedly, Reynard falsified client information. Here is a brief summary of FINRA’s allegations against Reynard. FINRA Suspends Reynard For False Client Information Particularly, […]

Investors have come forward with complaints about Hagop Jack Nalbandian (CRD: 2921246, Encino, California). Evidently, the securities broker, who worked for Western International Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Western International Securities Inc. clients allege that Nalbandian was negligent and made unsuitable recommendations. For more on these disclosures […]