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March 22, 2023
SEC Bars John Park

Soreide Law Group is investigating possible investor claims against John Park (also known as John Clifford Park) (CRD: 5864589, Sioux Falls, SD). Notably, SEC sanctioned the securities broker, who worked for FBL Marketing Services LLC. Allegedly, Park committed forgery. Here is a brief summary of SEC’s allegations against Park. However, please note that Park denies […]

February 19, 2023
Investors File Disputes About Gregg Ferguson

Soreide Law Group is investigating possible investor claims against securities broker Gregg Ferguson (also known as Howell Gregory Ferguson) [CRD: 4400990, Bellville, TX]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for LPL Financial LLC. Notably, investors allege sales practice violations in these disputes, including that […]

February 11, 2023
FINRA Sanctions Andy Durham

Soreide Law Group is investigating possible investor claims against securities broker Andy Durham (also known as Andrew Timothy Durham) [CRD: 6541868, Greenwood, SC]. Evidently, FINRA sanctioned the securities broker, who worked for Allstate Financial Services LLC. Allegedly, Andrew Durham committed forgery. Here is a brief summary of FINRA’s allegations against Andrew Durham. FINRA Sanctions Andy […]

January 20, 2023
Maryland Issues Sanctions To Michael Muratore

Soreide Law Group is investigating possible investor claims against securities broker Michael Muratore (also known as Michael Joseph Muratore) (CRD:  4852412, New York, NY). Evidently, Maryland sanctioned the securities broker, who most recently worked for Benchmark Investments Inc. Allegedly, Muratore failed to respond to an Order to Show Cause following FINRA sanctions. Here is a […]

January 8, 2023
Investors File Disputes About Rhett Bedwell

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Rhett Douglas Bedwell (CRD:  5664392, Rogers, AR). Notably, investors disputed the sales practices of the securities broker, who worked for LPL Financial LLC. Additionally, the securities broker discloses a regulatory enforcement action. However, Bedwell denies the allegations of sales practice violations. Read on […]

November 21, 2022
Adam Summers Discloses Investor Complaint

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Adam Summers AKA Adam Petersen Summers [CRD#: 5587343, Frankfort, IL]. Also, investors disputed the sales practices of the securities broker, who worked for Wells Fargo Clearing Services. Additionally, the securities broker discloses a regulatory enforcement action. However, Summers denies the allegations of sales […]

July 7, 2022
Jeff Salazar In American Portfolio Client Disputes

Securities Broker Jeff Salazar Sanctioned, Involved In American Portfolios Client Disputes Investment loss recovery counsel at Soreide Law Group provide you with new information on securities broker Joffre Salazar “Jeff Salazar” (CRD#: 2185914, Staten Island, New York). The broker discloses information about a client dispute and regulatory enforcement action on BrokerCheck. Evidently, Salazar was a […]

April 2, 2022
Walter Hall Out As Coastal Equities Broker

Broker Walter Hall Discharged As Securities Broker By Coastal Equities The Financial Industry Regulatory Authority (FINRA) contains new information in regard to securities broker Walter Scott Hall (CRD#: 3109886, Memphis, Tennessee). It appears that Hall used to work for securities firms NYLife Securities (April 2007 to July 2020) and Coastal Equities (September 2020 to February […]

February 5, 2022
Paul Antevy (FMSbonds) Entangled In Investor Disputes

Securities Broker Paul Antevy Involved In FMSbonds Client Disputes The Financial Industry Regulatory Authority (FINRA) contains new information concerning securities broker Paul Itzchak Antevy (CRD#: 2713105, North Miami Beach, Florida). It appears that Antevy joined FMSbonds Inc. in March 2003, and two clients of FMSbonds disputed Antevy’s sales practices. In addition, Antevy is involved in […]

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