Latest Securities Lawyer News

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May 3, 2022
DEAN ROBERT NOWAK of Newbridge Securities

The Florida-based, Soreide Law Group, has been contacted by investors who were allegedly recommended purchasing GWG L Bonds through broker, DEAN ROBERT NOWAK (CRD#: 1091819), currently registered with Newbridge Securities Corporation of Winter Park, Florida. GWG Holdings, Inc. (GWGH) is a financial services company that sells life insurance bonds. The L Bond was created by […]

April 27, 2022
MICHAEL JOSEPH WHITAKER of Newbridge Securities

The Florida-based, Soreide Law Group, has been contacted by investors who experienced losses through the purchase of GWG Holdings L Bonds.  These investors were clients of MICHAEL JOSEPH WHITAKER (CRD#: 6316100).  Whitaker, a broker/investment advisor is currently listed with NEWBRIDGE SECURITIES CORPORATION of THE VILLAGES, FLORIDA. GWG Holdings, Inc. (GWGH) is a financial services company […]

April 26, 2022
TONY BAROUTI of Emerson Equity

TONY BAROUTI (AHMAD AGHA BAROUTI, AHMAD BAROUTI, CRD#: 3031995), a broker currently registered with Emerson Equity LLC in Los Angeles, California, has investor complaints allegedly due to the sale of GWG L Bonds underwritten by GWG Holdings Inc.(GWGH), which has declared bankruptcy. According to a recent article in InvestmentNews, Emerson Equity, based in San Mateo, […]

April 21, 2022
GWG Holdings Inc Files for Bankruptcy

GWG Holdings, Inc. has filed for Chapter 11 bankruptcy protection in the United States Bankruptcy Court for the Southern District of Texas on April 20, 2022. Due to the Chapter 11 bankruptcy filing, the payment obligations for the GWG L Bonds are stayed, which means that GWG L Bond investors will not receive any principal […]

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