Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: MOLONEY SECURITIES CO., INC., and their registered representative, ROBERT MORGAN VANCE. The Claimant, who resides in California, is a retired government employee who took a retirement planning class in 2014.  MOLONEY SECURITIES representative, ROBERT MORGAN VANCE, taught the class and […]

Soreide Law Group has been contacted by customers of broker/investment advisor, KYLE GEORGE CORGAN (CRD#: 4417800) due to his alleged recommendations of GWG L Bonds. Corgan is currently registered with Newbridge Securities in Syosset, New York.  Soreide Law Group has several cases involving various broker/dealers in GWG L Bond losses. GWG Holdings (GWGH), is a […]

The Florida-based, Soreide Law Group, has been contacted by investors who were allegedly recommended purchasing GWG L Bonds through broker, DEAN ROBERT NOWAK (CRD#: 1091819), currently registered with Newbridge Securities Corporation of Winter Park, Florida. GWG Holdings, Inc. (GWGH) is a financial services company that sells life insurance bonds. The L Bond was created by […]

The Florida-based, Soreide Law Group, has been contacted by investors who experienced losses through the purchase of GWG Holdings L Bonds.  These investors were clients of MICHAEL JOSEPH WHITAKER (CRD#: 6316100).  Whitaker, a broker/investment advisor is currently listed with NEWBRIDGE SECURITIES CORPORATION of THE VILLAGES, FLORIDA. GWG Holdings, Inc. (GWGH) is a financial services company […]

TONY BAROUTI (AHMAD AGHA BAROUTI, AHMAD BAROUTI, CRD#: 3031995), a broker currently registered with Emerson Equity LLC in Los Angeles, California, has investor complaints allegedly due to the sale of GWG L Bonds underwritten by GWG Holdings Inc.(GWGH), which has declared bankruptcy. According to a recent article in InvestmentNews, Emerson Equity, based in San Mateo, […]

GWG Holdings, Inc. has filed for Chapter 11 bankruptcy protection in the United States Bankruptcy Court for the Southern District of Texas on April 20, 2022. Due to the Chapter 11 bankruptcy filing, the payment obligations for the GWG L Bonds are stayed, which means that GWG L Bond investors will not receive any principal […]