Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: AMERICAN TRUST INVESTMENT SERVICES, INC. (Respondent) The Claimant, a divorced mother of three in her 60s, is living in Illinois. On or about 2015, the Claimant attended a presentation of formerly registered representative, DAVID RICHARD GEAKE.  Geake transferred to AMERICAN […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Jason Nicholas Slezak (CRD: 2423323, Antioch, Illinois). Evidently, investors disputed the sales practices of the securities broker, who worked for Landolt Securities Inc. Additionally, the securities broker discloses a regulatory enforcement action. However, Slezak denies the allegations of misconduct Read on to learn […]

Investors have come forward with complaints about securities broker David Richard Geake (CRD: 3088891, Northbrook, Illinois). Evidently, the securities broker, who worked for Ausdal Financial Partners Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ausdal Financial Partners Inc. clients allege that Geake breached a fiduciary duty, breached a contract, and violated […]

Soreide Law Group is currently investigating on behalf of our clients:  OTTO RAMON BOHON JR. (OTTO R BOHON JR, OTTO BOHON). Soreide Law Group has also filed a lawsuit involving BOHON on behalf of a retiree who was sold $100.000.00 worth of GWG bonds. OTTO R BOHON JR was previously registered both as a broker […]

Soreide Law Group is investigating possible investor claims against securities broker Kenneth New (CRD:  2836918, Merritt Island, FL). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Center Street Securities Inc. Evidently, one or more investors alleged that New made unsuitable recommendations. Here […]

Soreide Law Group is investigating possible investor claims against securities broker Travis John Wolfe [CRD#: 5851265, Downers Grove, IL]. Wolfe has worked for Ausdal Financial Partners since 2016 and Purshe Kaplan Sterling Investments from 2014-2015. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that clients of Ausdal Financial Partners and Purshe Kaplan Sterling disputed the […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: DH HILL SECURITIES, LLP (Respondent) The Claimant resides in North Carolina and claims to have limited investment experience.  The Claimant, according to the lawsuit wanted investments that would not be high-risk as nears retirement.  The lawsuit states that the Claimant […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: ARQUE CAPITAL, LTD., and their former registered representative, RONALD LEE MCLEOD (Respondents). The Claimant was a retired resident of Florida who was looking for conservative investments that could generate stable income to sustain her through retirement without any risk of […]

Soreide Law Group filed a FINRA arbitration on behalf of our client (Claimant) against: CENTAURUS FINANCIAL, INC. (Centaurus), and their former registered representative, OTTO RAMON BOHON (Otto Bohon) (Respondents). The Claimant is retiree living in Colorado. The lawsuit states that the Claimant was referred to Centaurus’ registered representative, Otto Bohon, in 2018 to allegedly help […]