Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: ARQUE CAPITAL, LTD., and their former registered representative, RONALD LEE MCLEOD (Respondents). The Claimant was a retired resident of Florida who was looking for conservative investments that could generate stable income to sustain her through retirement without any risk of […]

Soreide Law Group filed a FINRA arbitration on behalf of our client (Claimant) against: CENTAURUS FINANCIAL, INC. (Centaurus), and their former registered representative, OTTO RAMON BOHON (Otto Bohon) (Respondents). The Claimant is retiree living in Colorado. The lawsuit states that the Claimant was referred to Centaurus’ registered representative, Otto Bohon, in 2018 to allegedly help […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: NEWBRIDGE SECURITIES CORPORATION, and their registered representative, KYLE G CORGAN (Respondents). The Claimants live both in New York and Florida, and are retired.  The lawsuit alleges that the Respondents were aware that the Claimants were looking to protect their retirement […]

On April 20th, 2022, GWG Holdings filed Chapter 11 bankruptcy. Investors have until July 29th, 2022 to file a proof of claim form. The link to do so is provided below. Many times in bankruptcy, investors only collect pennies on the dollar. Soreide Law Group represents investors nationwide against financial professionals who sell bad investments. […]

Soreide Law Group has filed a FINRA arbitration against: WESTERN INTERNATIONAL SECURITIES, INC., and their former registered representative, DANIEL K BEECH (Respondents). The Claimant, represented by the Florida-based securities arbitration law firm of Soreide Law Group, is a widow in her 70s living in Nevada.  The lawsuit states that the Claimant and her late husband […]

Soreide Law Group, based in Florida, has obtained information that Mark Alan Cline (CRD#: 3206962), not currently registered, formerly with National Securities Corporation (NSC) of Wildwood, Florida, is involved in a securities arbitration filing against him and NSC in hopes of recovering losses in GWG L Bonds. According to the claim, the former National Securities […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: Coastal Equities, Inc., and their former registered representative, Jamie Nowakowski (Respondents). Ms. Nowakowski is no longer with Coastal Equities. The Claimant lives in Connecticut, works as a cashier, and lives on a fixed income. The Claimant’s husband is a retired […]

Soreide Law Group is currently investigating potential claims made by investors who purchased GWG L Bonds through PORTSMOUTH FINANCIAL SERVICES and/or their registered representative, KELLY S LAWSON (Also known as KELLY S OTOOLE, KELLY SUELLYN OTOOLE).  Allegedly, other PORTSMOUTH FINANCIAL clients may have also been sold GWG L Bonds in large concentrations. According to a […]

The Florida-based Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: NATIONAL SECURITIES CORPORATION (NCS), and their registered representative, MARK GERARD SONNTAG (Respondents). The Claimant is a retiree living in Florida.  The lawsuit alleges that the Respondents knew he was living on a fixed income, and looking to supplement […]