Securities Broker Joseph Chu Involved In RBC Capital Markets Clients' Disputes Over Energy Stock Recommendations Soreide Law Group is reviewing potential investor claims concerning securities broker Joseph Ijong Chu (CRD#: 4546805, Stamford, Connecticut). Namely, Chu, who works for RBC Capital Markets as a financial advisor and securities broker (2018 - present), is involved in six […]

Valaris Plc (NYSE: VAL) Losses Because Of Your Securities Broker Or Financial Advisor? Soreide Law Group is reviewing possible investor claims against securities brokers and financial advisors who inappropriately recommended or even misrepresented investments in Valaris Plc (NYSE: VAL). Namely, as of May 22, 2020, VAL was priced at $0.33. Over the last 5 years, […]

Kalos Broker Joepat Roop Allegedly Sold Unsuitable BDCs, REITs Soreide Law Group wants to know if you sustained losses through investing with Joseph Patrick “Joepat” Roop (CRD#: 2774470, Belmont, North Carolina). Roop is a securities broker who joined Dempsey Lord Smith, LLC in July 2019 after a 10-year stint at Kalos Capital. Notably, Financial Industry […]

Geneos Wealth Management's Michael Osland Allegedly Gave Bad Advice Soreide Law Group is evaluating possible investor claims against Geneos Wealth Management securities broker Michael Osland (CRD#: 1791642, Scottsdale, Arizona). Namely, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for Osland shows that three clients filed disputes against him. Read on to learn more about what […]

Suffered Halcon Resources Corporation (NYSE: HK) Losses? Soreide Law Group is reviewing brokers’ and financial advisors’ investment recommendations regarding Halcon Resources Corporation (NYSE: HK). Halcon is an independent energy company that focuses on acquiring, producing, exploring and developing liquids-rich assets that. Apparently, the company operates in North Dakota, Three Forks, Bakken and the Delaware Basin. […]

Soreide Law Group has been contacted by investors whose brokers recommended the very volatile oil and gas stock and over-concentrated their portfolios in: Yuma Energy, Inc., (YUMA)  (Prior to reverse Merger with Davis Petroleum Acquisition Corp.) 52-wk High $7.58 52-wk Low  $0.02 In October of 2016, Yuma Energy, Inc. (YUMA) and privately held Davis Petroleum […]

Soreide Law Group is currently conducting an investigation on behalf of clients whose brokers recommended investing in Precision Drilling Corporation (NYSE:PDS). Precision Drilling Corporation provides oil and natural gas drilling and related services and products. The company operates in two segments, Contract Drilling Services; and Completion and Production Services. The Contract Drilling Services segment offers […]

The Florida-based Soreide Law Group recently filed a FINRA arbitration on behalf of their clients against JANNEY MONTGOMERY SCOTT, LLC, (“JANNEY”) in Stuart, Florida, and DOUGLAS R. MOLINE (CRD# 4911158). The Claimants, who are both retirees in their seventies, had the primary goal of preserving their capital and living off the income generated from the […]

Soreide Law Group (888-760-6552) has been contacted by investors due to significant losses in: SandRidge Energy Inc. (SDOC). This stock may have been recommended to investors by their broker/dealers or financial advisors as something that would be safe in their low-risk, retirement-oriented portfolios. Yet this high risk energy-related stock has experienced devastating losses. SDOC 52 […]