Securities Broker Peter Schiff Involved In Euro Pacific Capital Investor Disputes New client disputes appear on FINRA BrokerCheck concerning securities broker Peter David Schiff (CRD#: 1759484, Newport Beach, California). Evidently, those disputes concern Schiff’s purported misrepresentations and unsuitable transactions at Euro Pacific Capital (now known as AGP Alliance Global Partners). Schiff became an Alliance Global […]

Securities Broker Herbie Greene Involved In National Securities Corporation Investor's Suitability Dispute Soreide Law Group has news on securities broker James Lee Greene (“Herbie Greene”) (CRD#: 2974053, Boca Raton, Florida). Evidently, he worked for firms Ameriprise (1998 to 2006), First Command Financial Planning (2007 to 2018), National Securities Corporation (2018 to 2022), and B. Riley […]

Broker Cubby Bice Supposedly Recommended Bad Private Placements Investor Alert! FINRA reports that investors have disputed the sales practices of Sagepoint Financial’s Christopher “Cubby” R. Bice (CRD#: 3222439, Greensboro, North Carolina). Apparently, Bice – who has been with Sagepoint as a securities broker and financial advisor since 2005 – might have sold unsuitable securities to […]

American Capital Partners Clients Indicate That Broker Anthony Vultaggio Sold Bad Private Placements Investor Alert! Soreide Law Group is investigating possible claims of sales practice violations against securities broker Anthony Vultaggio Jr. (CRD#: 5292477, East Meadow, New York). Notably, at least two investors disputed the actions of the securities broker, who worked for American Capital […]

Broker James Kirchner Allegedly Sells Unsuitable Investments Soreide Law Group is reviewing possible investor claims of sales practice violations by broker James R. Kirchner (CRD#: 2852217, Chicago, Illinois). Evidently, seven investors brought claims about the broker, who worked for firms David A. Noyes & Company (2014 to 2018), IFS Securities (2019) and Cabot Lodge Securities […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients against VFG Securities for selling an over-concentration of the private placement, Macquarie Equipment Leasing Fund, LLC. Macquarie Equipment Leasing Fund, LLC is an open ended fixed income mutual fund launched and managed by Macquarie Asset Management Inc. It invests in portfolio of […]

Soreide Law Group is investigating claims on behalf of our clients who were recommended APX Energy oil and gas private placement investments by their brokers or financial advisors. APX Energy, LLC offers oil and gas exploration services. It focuses developing projects in the Illinois Basin and other areas in the southern United States. APX Energy, […]

Soreide Law Group (888-760-6552) has been contacted by former clients of broker Jerry D. McCutchen, Sr., formerly with Berthel, Fisher & Compay of Mobile, Alabama.  We are actively investigating McCutchen and his recommendations of ATEL12, LLC and ATEL 14, LLC, and other high-risk private placements. JERRY D. MCCUTCHEN SR (CRD# 1076678) Alternate Names: JERRY DEWAYNE […]

Atlas Energy LP is asking for investors to contribute at least $25,000 in a partnership that will drill for oil and gas in Texas, Ohio, Oklahoma and Pennsylvania.  They will then share any revenue from the wells output according to a recent article in Reuters.  The subsidiary, Atlas Resources LLC wants to raise up to […]