Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Saimir Astrit Prapaniku (also known as Sam Prapaniku) [CRD: 5499421, Encino, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Saimir Prapaniku worked for US Bancorp Investments Inc. from June 17, 2013, to April 22, 2024. Keep reading to learn more about the securities broker’s disclosures.
Particularly, on April 10, 2024, a US Bancorp Investments Inc. client filed a complaint about Saimir Prapaniku. Mainly, the client alleged that Prapaniku made unsuitable recommendations of alternative investments and variable annuities. As a result, the client requested $115,259 in compensation from US Bancorp Investments Inc. or Prapaniku. However, the securities firm denied this dispute.
Evidently, a client of US Bancorp Investments Inc. contested Saimir Prapaniku’s sales practices, according to a complaint dated August 23, 2023. Allegedly, Prapaniku made omissions about the client’s investments. For this reason, the customers supposedly did not know of the risks. It appears that Prapaniku allegedly caused the client to sustain damages on unit investment trusts. For this reason, the client sought damages from US Bancorp Investments Inc. or Prapaniku in the amount of $85,455.72 in this matter. However, this dispute closed without a resolution.
Specifically, on November 3, 2022, a US Bancorp Investments Inc. client filed a complaint about Saimir Prapaniku. Supposedly, Prapaniku engaged in unauthorized activities. Because of this, the client allegedly sustained damages on structured products. Because of this, the client requested $82,620 in compensation from US Bancorp Investments Inc. or Prapaniku. Ultimately, the securities firm denied this dispute.
Aso, a client of Invest Financial Corp. contested Saimir Prapaniku’s sales practices, according to a complaint dated September 23, 2013. Allegedly, Prapaniku made unsuitable recommendations of unit investment trusts. Therefore, the client sought damages from Invest Financial Corp. or Prapaniku. However, the securities broker dealer denied this customer’s complaint.
Have you experienced losses because of Saimir Prapaniku? If so, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Prapaniku and brokerage firms Prapaniku worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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