Soreide Law Group is investigating possible investor claims against securities broker Aaron Brewer (also known as Aaron Weston Brewer) [CRD: 5451527, New York, NY]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for J.P. Morgan Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker Brandon Tatarevich [CRD: 4694264, Fort Worth, Texas]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for J.P. Morgan Securities LLC. For example, clients alleged unsuitable recommendations. Here is a brief summary of […]

Soreide Law Group is investigating possible investor claims against securities broker Jonathan Adam Stuffer (also known as Jon Stuffer) [CRD: 6015954, Staten Island, New York]. Notably, FINRA sanctioned the securities broker, who worked for J.P. Morgan Securities LLC. Allegedly, Stuffer failed to testify during an investigation into possible FINRA rule violations. Here is a brief […]

Investors have come forward with complaints about securities broker Edgar Kleydman AKA Edgar A. Kleydman [CRD#: 2727571, Brooklyn, NY]. Evidently, the securities broker, who worked for Equitable Advisors, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Equitable Advisors clients allege that Kleydman acted unethically, breached a fiduciary duty, made unsuitable transactions, breached […]

Soreide Law Group is investigating possible investor claims against securities broker Edward Lawrence Turley, AKA Ed Turley [CRD#: 1872294, San Francisco, CA]. Turley worked for (1) J.P. Morgan Securities LLC from 2009-2021; (2) Lehman Brothers Inc. from 1995-2005; and CS First Boston Corporation from 1992-1995. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one […]

FINRA Issues Default Decision Barring Farid Morim The Financial Industry Regulatory Authority (“FINRA”) announced on February 23, 2018 that it barred J.P. Morgan Securities broker Farid Morim (CRD#: 5023477, Beverly Hills, CA). Evidently, a FINRA Hearing Officer issued a Default Decision on January 26, 2018, finding Morim violated FINRA Rules 8210 and 2010 when he […]

J.P. Morgan Terminates Brokers Donovan Hunter, Lindsay Chapman J.P. Morgan Securities LLC (CRD#: 79, New York, New York) is a brokerage firm that the Financial Industry Regulatory Authority (“FINRA”) regulates, and an investment adviser firm which the Securities and Exchange Commission (“SEC”) regulates. Notably, regulators have brought actions against J.P. Morgan Securities at least 331 […]

Misconduct Facing J.P. Morgan Brokers Siu Chun  Soreide Law Group is investigating claims on behalf of investors who purchased investments through J.P. Morgan broker Siu Chun. Here are Siu Lun E. Chun’s disclosures regarding their alleged misrepresentation of investments: January 2, 2018 Complaint Against Siu Chun Siu Lun E. Chun (CRD#: 5665707, Flushing, New York) […]

J.P. Morgan Sued By Customers Alleging Misrepresentation Zachary Aaron Morris (CRD#: 5939621, Atlanta, Georgia) has been a registered representative of J.P. Morgan Securities LLC since June 23, 2011. Morris has reported on FINRA BrokerCheck that his sales activities involving a J.P. Morgan Securities LLC customer have led the customer to file Financial Industry Regulatory Authority […]