Soreide Law Group is investigating potential investor claims involving J.P. Morgan Securities LLC (JPMS) after FINRA sanctioned the firm over supervisory failures involving a high-risk, leveraged investment strategy. Investors who suffered losses through this strategy may have legal options and should read below for details about FINRA's action against J.P. Morgan Securities. What Was The […]

Investors might have sustained losses due to securities broker Nicholas Mathew Gianascoli (also known as Nick Gianascoli) [CRD: 6805515, Naples, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gianascoli worked for Merrill Lynch from December 23, 2019, through May 31, 2023, and has been registered with J.P. Morgan Securities LLC since June […]

Investors potentially experienced sales practice violations by securities broker Kenneth Joseph Vercellino (also known as Kenny Vercellino) [CRD: 2583864, San Francisco, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Vercellino worked for J.P. Morgan Securities LLC from July 29, 2010, through February 26, 2022, and has worked for Raymond James Associates Inc. […]

Investors potentially experienced sales practice violations by securities broker Milka L. Micic [CRD: 4929945, Chicago, Illinois], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Micic has been registered with J.P. Morgan Securities LLC as a securities broker since October 1, 2008, and as a financial advisor since March 22, 2024. See […]

Investors may have suffered financial harm by securities broker Jimmy Leong (also known as James Leong and Jim Leong) [CRD: 1486689, Freehold, New Jersey], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leong worked for J.P. Morgan Securities LLC from October 1, 2012, to February 4, 2025, and Equitable Advisors LLC […]

Investors have reportedly disputed the sales practices of securities broker Patrick James Gorand [CRD: 5559541, Winnetka, Illinois], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gorand worked for J.P. Morgan Securities LLC from December 2, 2014, to the present as a securities broker and from April 26, 2023, to the […]

Investors might have sustained losses due to securities broker Marc Charles Koch [CRD: 4978078, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Koch worked for Morgan Stanley from March 30, 2023, to the present, First Republic Investment Management Inc. from November 7, 2022, to April 25, […]

Investors apparently complained about securities broker Stephen R. Mihalek [CRD: 4403050, Pepper Pike, Ohio], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mihalek worked for J.P. Morgan Securities LLC from October 1, 2012, to January 14, 2024, and has been registered with Morgan Stanley since January 12, 2024. Read on to […]

Investors might have sustained losses due to securities broker Joseph Philip Tartaglini Jr. [CRD: 4963465, Reno, Nevada], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tartaglini has been registered with J.P. Morgan Securities LLC since August 18, 2017, where he has served as both a broker and an investment adviser. Investors […]