John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is investigating possible investor claims against securities broker Frederick Lanfear Browne (CRD: 33217, Radnor, Pennsylvania). Notably, Janney Montgomery Scott LLC terminated the securities broker for cause. Supposedly, Browne possibly engaged in unauthorized trading. Here is a brief summary of Janney Montgomery Scott LLC’s allegations against Browne as well as information about investor disputes involving the securities broker.
Browne worked for Janney Montgomery Scott LLC in Radnor, Pennsylvania, as a securities broker from February 15, 1997, to November 15, 2021. Evidently, Janney Montgomery Scott LLC disaffiliated with Browne on November 2, 2021. Allegedly, Browne engaged in unauthorized trading.
Also, a Janney Montgomery Scott LLC client filed a complaint about Frederick Browne. Namely, the client alleged that Browne made misrepresentations. Because of this, the client allegedly sustained damages on municipal bonds. Therefore, on January 13, 2017, Janney Montgomery Scott LLC settled this matter by paying the client $19,258.29 in damages.
Specifically, a client of Janney Montgomery Scott LLC contested Frederick Browne’s sales practices, according to a complaint dated August 20, 1999. Allegedly, Browne caused the client to pay a higher price on a trade. Supposedly, Browne caused the client to sustain damages on stocks. Therefore, the client requested compensation from Janney Montgomery Scott LLC or Browne in the amount of $323,000. However, the securities firm denied this complaint.
Did you sustain damages through Frederick Browne? If so, get in touch with Soreide Law Group at (888) 760-6552 and talk with an investment lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for investors across the United States, represents clients on a contingency fee basis and advances all costs. Browne and brokerage firms Browne worked for deny any and all allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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