Investors potentially incurred losses because of securities broker Jeffrey Michael Warren (also known as Jeff Warren) [CRD: 5616071, Antioch, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Warren worked for Crown Capital Securities L.P. from February 7, 2013, to February 14, 2024, and has been registered with Vanderbilt Securities […]

Oppenheimer Investors File Disputes Alleging Sales Practice Violations By Securities Broker Jeffrey Warren Soreide Law Group provides you with the following update regarding securities broker Jeffrey Warren (CRD#: 2707969, Boca Raton, Florida). It appears that as of May 28, 2021, FINRA barred Warren from acting as a securities broker or associating with a FINRA-member firm. […]