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March 3, 2017
CRAIG DIMA, formerly with K.C. WARD FINANCIAL, RONKONKOMA, NY, Barred by FINRA

CRAIG DAVID DIMA (CRAIG DIMA) CRD#: 2314389 was barred by FINRA after allegations that CRAIG DIMA cost his client hundreds of thousands of dollars trading Colgate-Palmolive stock without her permission. CRAIG DIMA, who was with K.C. Ward Financial in Ronkonkoma, NY, at the time, cost the 73-year-old retiree $575,000 in charges and lost dividend payments […]

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