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July 19, 2016
Ft. Lauderdale Firm, Kovack Securities Inc., Fined and Censured by FINRA

The Pompano Beach, Florida-based Soreide Law Group (888-760-6552) obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, July 2016.” Kovack Securities Inc. (CRD #44848, Ft. Lauderdale, Florida) Kovack Securities Inc. was censured, fined $125,000 and ordered to pay $119,319.27 in restitution to their clients. The firm has paid full restitution and […]

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