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October 20, 2020
LAUREN L WING Fined and Suspended

LAUREN L WING (also known as: LAUREN LEE WING, LAUREN WINGYEE) CRD#: 5803987, a broker formerly with JP Morgan Securities of Los Angeles, was fined $5000.00 and suspended for one month by FINRA for allegedly trading in a senior client’s account without authorization. According to the September 10, 2020, FINRA report, without admitting or denying […]

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