Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: STIFEL NICOLAUS & COMPANY, INCORPORATED (Respondent) The Claimant is now retired and living in Montana. The Claimant became a customer of STIFEL NICOLAUS & COMPANY and registered representative, Robert Pierre Holland (CRD#1962105), on or about 2014. Robert Pierre Holland is […]

Aclient of CRAIG DONALDSON HODGES (CRD#: 1714289) received an award granted by a FINRA arbitration panel (Arbitration No.17-02401) against Craig Hodges, Hodges' brokerage firm, Hodges Capital Management, and his investment advisory firm, First Dallas Securities.  According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, the client alleged: BREACH OF FIDUCIARY DUTY, BREACH […]