Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]

Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]

Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]

Soreide Law Group is investigating potential investor claims involving losses sustained in Special Purpose Acquisition Companies (SPACs), particularly those sold during the 2020-2021 SPAC boom. During that period, hundreds of SPACs raised approximately $145 billion from investors and were promoted as an alternative path for private companies to enter the public markets. However, many companies […]

Soreide Law Group is investigating potential investor claims involving losses in Velocis Fund III, a private real estate fund that has reportedly generated significant losses for some investors. Velocis Fund III was offered as an alternative investment focused on acquiring, improving, and managing commercial real estate assets in selected regions of the United States. Because […]

Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research Inc. after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges. Investors who incurred surrender charges or other losses in connection with deferred variable annuity exchanges recommended through Cambridge should review FINRA’s enforcement action against the firm below. What Are […]

Investors potentially experienced sales practice violations by securities broker Hector Crespo Jr. (also known as Harrison Crespo Jr.) [CRD: 3015246, Melville, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Crespo has worked for Aegis Capital Corp. in Melville, New York, since June 21, 2011, as a securities broker and since June […]

Soreide Law Group is investigating potential investor claims involving J.P. Morgan Securities LLC (JPMS) after FINRA sanctioned the firm over supervisory failures involving a high-risk, leveraged investment strategy. Investors who suffered losses through this strategy may have legal options and should read below for details about FINRA's action against J.P. Morgan Securities. What Was The […]

Investors potentially incurred losses because of securities broker Christina Leanne Benton (also known as Christina Leann Benton and Chrissy Benton) [CRD: 7141536, Grass Valley, California], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benton worked for Wells Fargo Clearing Services LLC from August 2019 to April 2021. She has been associated […]