Matthew Platnico In Allied Millennial Investors’ Suitability Disputes
Suitability The Focus Of Allied Millennial Partners Investor's Dispute Involving Broker Matthew Platnico Soreide Law Group comes to you [...]
Lance Armstrong Barred By NJ Securities Bureau, FINRA
FINRA, NJ Securities Bureau Sanction Raymond James Broker Lance Armstrong The New Jersey Bureau of Securities revoked the securities [...]
Sam Paolini Involved In Client Dispute, Regulatory Action
HTK Client Files Dispute About Securities Broker Sam Paolini New information comes from Financial Industry Regulatory Authority (“FINRA”) BrokerCheck [...]
Joseph Albert Ambrosole Fined and Suspended
Soreide Law Group obtained the following information from FINRA’s June 2021 Disciplinary report on broker: Joseph Albert Ambrosole (CRD [...]
Todd Micciche Involved in CUNA Investor Disputes
Broker Todd Micciche (CUNA Brokerage Services) Involved In Investor Dispute Investment loss recovery counsel at Soreide Law Group provide [...]
Samuel Lek Faces Dispute Following FINRA, SEC Bars
Lek Securities Corporation's Sam Lek Involved In Investor Dispute The Financial Industry Regulatory Authority (“FINRA”) reports a new investor [...]
Michael Joseph Dellaporta Jr. Barred
Soreide Law Group, based in South Florida, obtained the following information on the Florida broker from FINRA’s June, 2021, [...]
Jim Joly Involved In Cantella, LPL Investor Disputes
Cantella, Voya and LPL Clients File Investor Disputes About Broker Jim Joly Investment loss recovery counsel at Soreide Law [...]
Thomas Logue In AISG Clients’ Suitability Disputes
Investors File Suitability Disputes About AISG Securities Broker Thomas Logue According to BrokerCheck, the Financial Industry Regulatory Authority (“FINRA”) [...]
Barry Eisenberg Barred As Supervisor By SEC
Alexander Capital's Barry Eisenberg Sanctioned By SEC, Involved In Disputes Alleging Failure To Supervise Investors have come forward to [...]
David Martirosian Barred, Facing Investor Disputes
FINRA Bars Securities Broker David Martirosian Following Investigation The Financial Industry Regulatory Authority (“FINRA”) disclosed that it barred (expelled) [...]
ISAIAH L GOODMAN Sentenced to 7 Years in Prison
Former Minnesota broker/financial advisor, ISAIAH L GOODMAN (CRD#: 6011060), was sentenced in federal court recently to over seven years [...]
Nordo Nissi In Morgan Stanley Client’s Suitability Dispute
Morgan Stanley Investor Complains About Broker Nordo Nissi's Investment Recommendations Soreide Law Group comes to you with an update [...]
Jack McBride Involved In B Riley Investor Dispute
Securities Broker Jack McBride (B Riley, Ameriprise) Involved In Investor Disputes Soreide Law Group provides you with important information [...]
ERIC PETER BURTON Fined and Suspended
According to FINRA’s BrokerCheck, on June 22, 2021, ERIC PETER BURTON was fined $5,000.00 and suspended for 3 months [...]
David Melilli Targeted In FINRA Investigation
FINRA Investigating Securities Broker David Melilli (SagePoint, Cambridge Investment Research) Soreide Law Group provides you with important investor-related information [...]
Dennis Robberecht In Hilltop Investor Dispute
Hilltop Securities Clients File Disputes About Financial Advisor Dennis Robberecht Financial Industry Regulatory Authority (“FINRA”) shows on BrokerCheck that [...]
Cory Bataan Involved In Aegis Investor Disputes
Aegis Investment Corp Clients File Disputes About Securities Broker Cory Bataan The Financial Industry Regulatory Authority (“FINRA”) reports important [...]
Thomas Laws Targeted In Avantax Clients’ Disputes
Broker Thomas Laws Involved In Avantax Investors' Complaints Another investor appears to have disputed the sales practices of securities [...]
Frederick Joseph Rock Fined and Suspended
Soreide Law Group, based in Florida, obtained the following information from FINRA’s website under, “Discipline and Other FINRA Actions, [...]