Investors potentially incurred losses because of securities broker Stephen Charles Newell Hlibok (also known as Stephen Hlibok and Steve Hlibok) [CRD: 1728900, Columbia, Maryland], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hlibok worked for Merrill Lynch Pierce Fenner Smith Incorporated from September 25, 1987, to the present as a broker, and from […]

Investors potentially incurred losses because of securities broker Ronald Nathaniel White (also known as Ron White) [CRD: 1404930, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ronald White worked for Merrill Lynch Pierce Fenner Smith Incorporated from December 15, 2014, to the present. Read on to learn more […]

Investors potentially experienced sales practice violations by securities broker Nicholas A. Peterson [CRD: 5985784, Annapolis, Maryland], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Peterson has worked for Merrill Lynch as a securities broker since November 4, 2011, and as a financial advisor since November 30, 2011. Investors should review the […]

Investors potentially experienced sales practice violations by securities broker Stephen Peter Melz [CRD: 1932994, West Newbury, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Melz has been registered with Merrill Lynch since June 8, 2012. Investors are encouraged to continue reading to learn more about Melz’s disclosures. Merrill Lynch Investor Accused Melz […]

Investors might have sustained losses due to securities broker Richard Stephen Pluta [CRD: 1232948, Greenwich, Connecticut], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pluta has been registered with Merrill Lynch since January 26, 1984, and has been registered as a financial advisor with the same firm since October 22, 1990. See the […]

Investors potentially incurred losses because of securities broker Reginald Arthur Rasmussen (also known as Reggie Rasmussen) [CRD: 3078635, Saint Paul, Minnesota], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rasmussen worked for Merrill Lynch Pierce Fenner Smith Incorporated from August 12, 1998, to September 13, 2023. Investors should review the information below to […]

Investors have reportedly disputed the sales practices of securities broker Lawrence Aloysius Whipple III (also known as Trey Whipple) [CRD: 2701809, Wayzata, Minnesota], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Whipple worked for Merrill Lynch from September 4, 2015, to October 3, 2025. Investors are encouraged to continue reading to […]

Investors potentially incurred losses because of securities broker Richard Edward Ryall [CRD: 408065, Springfield, Massachusetts], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ryall has worked for Merrill Lynch since March 8, 2006, as a registered broker, and since September 22, 2006, as a financial advisor. Investors are encouraged to continue reviewing the […]

Investors have reportedly disputed the sales practices of securities broker Michael Cannegieter [CRD: 4740847, Miami, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Cannegieter has worked for Merrill Lynch since October 23, 2009. Investors are encouraged to continue reading to discover more about disclosures associated with this securities broker. […]