Investors potentially incurred losses because of securities broker Ronald Nathaniel White (also known as Ron White) [CRD: 1404930, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ronald White worked for Merrill Lynch Pierce Fenner Smith Incorporated from December 15, 2014, to the present. Read on to learn more about the disclosures involving this securities broker.
Evidently, on July 29, 2025, a Merrill Lynch Pierce Fenner Smith Incorporated client filed a complaint about Ronald White. Mainly, the client alleged that White made misrepresentations regarding the tax consequences tied to surrendering variable universal life insurance policies. For this reason, the client allegedly sustained damages linked to life insurance products. Consequently, the client requested compensation from Merrill Lynch Pierce Fenner Smith Incorporated or White.
Additionally, a client of Merrill Lynch disputed Ronald White’s sales practices, according to a complaint dated May 14, 2001. Allegedly, White made misrepresentations, engaged in unauthorized trading, and provided unsuitable recommendations. It appears that White allegedly caused the client to suffer damages connected to over-the-counter equities. As a result, the client sought compensation from Merrill Lynch or White in the amount of $185,000 in this matter. This complaint was later closed with no action.
Do you have questions or concerns regarding investments you made with Ronald White? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. White and brokerage firms White worked for deny any accusations of sales practice violations.
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Investors might have sustained losses due to securities broker Marc Charles Koch [CRD: 4978078, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Koch worked for Morgan Stanley from March 30, 2023, to the present, First Republic Investment Management Inc. from November 7, 2022, to April 25, […]
Investors potentially incurred losses because of securities broker Stephen Charles Newell Hlibok (also known as Stephen Hlibok and Steve Hlibok) [CRD: 1728900, Columbia, Maryland], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hlibok worked for Merrill Lynch Pierce Fenner Smith Incorporated from September 25, 1987, to the present as a broker, and from […]
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