Investors potentially incurred losses because of securities broker Ronald Nathaniel White (also known as Ron White) [CRD: 1404930, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ronald White worked for Merrill Lynch Pierce Fenner Smith Incorporated from December 15, 2014, to the present. Read on to learn more about the disclosures involving this securities broker.
Evidently, on July 29, 2025, a Merrill Lynch Pierce Fenner Smith Incorporated client filed a complaint about Ronald White. Mainly, the client alleged that White made misrepresentations regarding the tax consequences tied to surrendering variable universal life insurance policies. For this reason, the client allegedly sustained damages linked to life insurance products. Consequently, the client requested compensation from Merrill Lynch Pierce Fenner Smith Incorporated or White.
Additionally, a client of Merrill Lynch disputed Ronald White’s sales practices, according to a complaint dated May 14, 2001. Allegedly, White made misrepresentations, engaged in unauthorized trading, and provided unsuitable recommendations. It appears that White allegedly caused the client to suffer damages connected to over-the-counter equities. As a result, the client sought compensation from Merrill Lynch or White in the amount of $185,000 in this matter. This complaint was later closed with no action.
Do you have questions or concerns regarding investments you made with Ronald White? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. White and brokerage firms White worked for deny any accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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