Investors apparently complained about securities broker Alexander Paul Hykel (also known as Alex Hykel) [CRD: 6332285, Delray Beach, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hykel worked for Merrill Lynch from June 9, 2014, to April 18, 2023, and returned to the firm on November 12, 2024. He also previously […]

Investors may have suffered financial harm by securities broker Gustavo Reis Ventura [CRD: 7028571, Fort Lauderdale, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ventura worked for Merrill Lynch from February 14, 2019, through March 3, 2025. He joined Edward Jones on February 28, 2025. Investors are encouraged to continue […]

Investors might have sustained losses due to securities broker Bertram Courtney Johnson II [CRD: 6816674, Bloomfield Hills, Michigan], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Johnson worked for Merrill Lynch from September 18, 2024, to April 1, 2026, and previously worked for Hantz Financial Services Inc. from September 27, […]

Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]

Investors potentially experienced sales practice violations by securities broker Derek Amron Grimm [CRD: 3000890, Winter Park, Florida], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grimm worked for Merrill Lynch from February 18, 2010, to August 31, 2022, before joining RBC Capital Markets LLC on August 30, 2022. Readers should […]

Investors might have sustained losses due to securities broker Jason Robert Griffin [CRD: 2725523, Newport Beach, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Griffin worked for Merrill Lynch in Newport Beach, California, and Monterey, California, since July 11, 2019. See below to discover more about disclosures involving Griffin. Merrill Lynch […]

Investors potentially experienced sales practice violations by securities broker Aubrey Walter Lee Jr. [CRD: 1685532, Farmington Hills, Michigan], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Aubrey Lee worked for Merrill Lynch from August 18, 1987, to October 2, 2024. Keep reading to find out more about the disclosures involving […]

Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, before becoming associated with Huntleigh Securities Corporation and Huntleigh Advisors […]

Investors have reportedly disputed the sales practices of securities broker Steven J. Schenck Jr. (also known as Jim Schenck) [CRD: 4035283, Indianapolis, Indiana], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Steven Schenck worked for Merrill Lynch from June 1, 2007, to the present. See below to find out more […]